Hedge Funds
Hedge funds are bracing for more regulation as a result of the Obama Administration and the recent financial crisis. Rather than waiting for, and later reacting to, the new rules and regulations, it’s recommended that you take action now to help your firm stay ahead. The more equipped your firm is for the impending regulations, the more cost effective and less risky it will be.
Ready or not, new regulatory requirements are just around the corner. The Treasury’s plan will require all fund managers of private investment funds that manage assets above $30m or more to register with the SEC. In addition, funds will be obligated to file an information statement with the SEC, maintain records and cooperate with any information request from, or examination by, the SEC.
Complinet’s customized service will help your firm stay current with fast-moving regulatory changes without having to pay overpriced rates for outside resources.
Complinet is the trusted compliance information and technology partner to over 1800 financial firms across the world.
Our solutions include:
Back to top