Webcasts
Complinet webcasts bring together practitioners, legal experts and compliance specialists to provide a deep insight into topical subjects and the latest regulatory changes.
Upcoming webcasts
Please check back regularly to see more upcoming webcasts
On-demand webcasts
- May 1, 2008 - Watching your Assets: Transaction Monitoring.
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In today’s heavily regulated financial markets, where the frequency and volume of transactions is increasing on a monthly basis, where should a firm focus their transaction monitoring resources? What are the challenges that they face in automating their processes? How do they solve the problems of monitoring a single customer’s transaction across multiple jurisdictions?
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- April 17, 2008 - Northern Exposure: Addressing Bill C-25 with Complinet.
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The effective date for Bill C-25 is fast approaching. Are you properly prepared? Join us for this complimentary webcast as we explore the implications of Bill C-25 and how you can effectively meet the requirements.
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- March 13, 2008 - Compliance Evolution: Lessons Learned, Forgotten and Ignored.
- It has long been a priority of securities firms to maintain robust compliance programs as part of their self-regulatory efforts and best practice. Join us for this complimentary webcast as we take a look at how compliance practices have evolved over the past ten years, the regulations and enforcements that have shaped compliance and the trends that the financial services industry could see in the future.
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- March 4, 2008 - The Heat is on: Effective Compliance Strategies for Energy Firms.
- With increased enforcement and investigation activity and continuous regulatory change, it's more important than ever to have a strong compliance program in place for your global energy transactions. Join us for this complimentary webcast to learn about effective compliance strategies for energy firms.
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- February 14, 2008 - Do your clients love you? Five steps to building a successful relationship.
- In this highly competitive environment, a proactive legal approach can secure your client relationships, stimulate demand and keep you ahead of regulatory developments. Join us during this webcast to discuss how you can proactively engage with your clients by saving valuable time and staying ahead of regulatory developments within financial services.
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- January 9, 2008 - Waking the Sleeping Dragon: Compliance Trends in Asia-Pacific.
- In the emerging financial markets of Asia-Pacific, unpredictable and emotional regulators, along with communication and technology challenges, have led to an increasing demand for a global compliance perspective. This webcast examines the compliance trends and challenges in the Asia-Pacific region.
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- December 6, 2007 - Selling to Silver Surfers: Fraudsters target seniors and the regulators respond.
- The first wave of Baby Boomers is set to retire and reinvest their retirement funds. While firms will enjoy renewed revenue, they will also face renewed scrutiny. Regulators have put firms on notice: the protection of seniors is paramount. This webcast teaches how you can stay on top of new regulations as they develop, follow enforcement actions and protect your firm and your senior clients.
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- PEP Talk: Taking the right precautions to successfully screen politically exposed persons.
- Under international anti-money laundering regulation, foreign PEPs (politically exposed persons) need to be identified and assessed to ensure that proceeds of foreign corruption do not enter the world economic system. This webcast shows you how to determine PEPs, how far you should go in terms of checking associates and family members and where you stand with domestic PEPs.
Uncover the reasoning behind why you have to check and how Complinet can help make sure you are taking the right precautions.
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- Decoding FINRA: What the new SRO means for you.
- On November 28, 2006 the NASD and the New York Stock Exchange (NYSE) announced a plan to consolidate their member regulation operations into a new SRO that will be the single, private sector regulator. The Financial Industry Regulatory Authority (FINRA) is the largest non-governmental regulator for all securities firms doing business in the United States. Tune in to this webcast to learn what this means for you.
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- Early Warning System! Getting Proactive with the Regulators.
- Keeping up with changing regulations can be an enormous and overwhelming undertaking. Responding to change in a timely manner is a concern for many. This webcast will provide an insight into getting proactive with your responses to changing regulations.
Click here to download [US version]
Click here to download [UK version]
- The Blame Game: What You Don't Know Can Hurt You.
- No matter what the industry, education is key to success. Ignorance is risk. This webcast will explore the importance of proper compliance and regulatory training as well as strategies for ensuring that your staff are up to date and meeting their compliance and regulatory training obligations.
- CHECKMATE! - How to stay three moves ahead of risk.
- To manage risk and remain above reproach, companies must take a proactive role in executing their Know Your Customer and Customer Identification Program policies.
Click here to download - Lost in Translation: The Dangers of Not Connecting Regulatory Changes to Your Corporate Policies
- Financial firms in today's business world are faced with a deluge of continually changing rules and regulations. Hear from compliance experts on: the risks that firms encounter when changes in rules and regulations are not dynamically connected to internal policies; business-critical approaches to connecting real-time changes with internal policies; and tactics for ensuring such changes are easily accessible, understood and executed efficiently across the enterprise.
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