When the SEC comes knocking ...

The Securities and Exchange Commission is serious about enforcement. This past year featured the highest number of corporate penalty cases in SEC history. It is critical for financial companies and their officers to understand how the SEC enforcement process really works.

Join us for a complimentary webcast, When the SEC comes knocking, will you be prepared to answer? on Thursday, July 16, 2009, at 11:00 am EDT with Deborah Meshulam, Chair of law firm DLA Piper's Securities Enforcement practice and former Assistant Chief Litigation Counsel of the SEC’s Enforcement Division.

Topics to be covered include:

• Steps your firm can take to minimize the occurence of an SEC inspection
• Compliance's role in SEC investigations
• Best practices in properly handling an internal investigation
• Resources your firm can use to stay on top of the latest regulatory developments

Thursday
July 16th, 2009

11am EDT

45 minutes