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Regulatory developments tracker

Regulatory events we track include:
Business Plan
Circular
Consultation paper
Dear CEO letter
Enforceable undertakings
Feedback Paper
Guidance Note
Procedural note
Regulatory impact paper
Position Paper
Sanctions
Speech
Stock exchange notice

Compliance teams spend countless hours keeping up with the many regulatory developments around the world. There are various initiatives in place which rely on compliance professionals scouring multiple regulators’ sites. It's expensive and it's never finished. This is more frustrating for firms who initially engage with consultants to build a framework and then realize it is obsolete as soon as it is done.

Complinet's proven approach is different. Our tracking capability is included in your Complinet Complete pack and is the industry's first, firm-wide ‘early-warning’ system for upcoming regulatory developments. The system is easy to set up and continually monitors key regulatory developments from over 160 major international regulators and exchanges including the FSA, SEC, FINRA, TSX, LSE, AMEX, Euronext PAB, the Bank of England, ISE, BSE BOX, CBOE, DFSA, QFCRA, SFC, ASIC and MAS.

Tracker effectively works as a virtual team that does the expensive and laborious work for you so you can focus your limited resources on delivering proactive and highly visible value to senior management. Only Complinet gives you this in a fully customized way.

Key Tracker Features;

  • Tracks, organizes and thematically connects critical industry developments from over 160 international regulators and exchanges
  • Provides full user customization to monitor and filter relevant information specifically for your individual needs
  • Delivers interpretation and authoritative analysis on how major proposed change will impact your firm
  • Connects to Rulebooks as part of your Complinet Complete pack to provide full connection between regulatory development and the underlying rules affected
  • Integrates with any RSS feed to incorporate news and updates from external information sources
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