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Securities & Banking

US Securities & Banking

All the very latest developments affecting compliance and regulation that are highly relevant to securities brokerage, commodities trading, investment management and investment banking. Comprehensive daily coverage includes updates on regulatory developments that affect: Congressional oversight and lawmaking, federal and state rulemaking, agency action, enforcement actions, industry and best practice, globalization and consolidation, alternative and capital investments and risk. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

Latest US Securities & Banking Articles: Whistleblower statute requires plaintiff to explain perceived securities law violation FINRA finalizes first enforcement actions over retail 'inverse floater' sales Broker shows firm the true cost of saving money on compliance Red flag rules: taking ID theft seriously Credit Suisse directors charged in sub-prime ARS bait-and-switch fraud

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UK & European Securities, Banking & Commodities

All the very latest developments affecting compliance and regulation that are highly relevant to commercial and wholesale banking, securities broker-dealing, commodities broker-dealing, investment banking and corporate finance industries. Comprehensive daily coverage includes updates on regulatory developments that affect: EU directives, the FSA Handbook, FSA announcements, Listing Rules, the Takeover Code, enforcement actions, hedge funds, international regulatory issues, credit and operational issues. Topical coverage includes: enforcements, conflicts of interest, analysis of MiFID developments and other EU directives and principles-based regulation. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

Latest UK & European Securities, Banking & Commodities Articles: CEBS and CESR reject industry's proposals for exempting own-account commodities trading Turquoise says its governance structure will manage any conflicts Summons argument puts brakes on FSA insider trading case Credit crisis highlights operational risk weaknesses for hedge funds Lawyers remind firms about ASIC licensing relief deadline

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Middle Eastern News

All the very latest developments affecting compliance and regulation in the rapidly growing Middle Eastern Markets. Highly relevant across all financial industries, Middle Eastern News provides comprehensive daily coverage of regulatory developments in the market and in-depth insight into Islamic finance and Middle East regulatory issues. Includes all the latest developments from the Central Bank of Bahrain, Bahrain Stock Exchange, Qatar Financial Centre, Dubai Financial Services Authority (DFSA), Dubai Gold and Commodity Exchange (DGCX), Dubai International Financial Exchange (DIFX) and the Securities and Commodities Authority (SCA). Supported by intelligent taxonomies this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

Latest Middle Eastern News Articles: Jurisdiction update: Egypt — money laundering Credit arrangements with foreign financiers — conducting negotiations under uncertain conditions European Court of Justice overturns terrorist financing ruling DFSA amends Rulebook Credit bureaus — better perspective for better profitability

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Australia News

All the very latest developments affecting compliance and regulation that are highly relevant to commercial and wholesale banking, securities broker-dealing, commodities broker-dealing, investment banking and corporate finance industries in Australia and the wider Asia Pacific region. The service provides updates on developments related to: parliamentary proceedings, federal and state regulation, agency action, including AUSTRAC, ASIC and APRA developments, enforcement actions, industry practice and best practices. It includes exclusive analysis and commentary on regulatory reforms, anti-money laundering, data privacy and security, capital and risk and alternative investments. In addition, we provide detailed analysis of daily developments from our in-house team and exclusive commissioned content from leading practitioners, experts, relevant trade associations and regulators. Supported by intelligent taxonomies, this essential content provides you with a seamless flow of news, reference, commentary and practical advice.

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Canada News

All the very latest developments affecting compliance and regulation that are highly relevant to commercial and wholesale banking, securities broker-dealing, commodities broker-dealing, investment banking and corporate finance industries in Canada. The service provides updates on developments related to: parliamentary proceedings, federal and provincial regulation, agency action, including OSFI and FINTRAC, enforcement actions, industry practice and best practices. It includes exclusive analysis and commentary on regulatory reforms, anti-money laundering, data privacy and security, capital and risk and alternative investments. In addition, we provide detailed analysis of daily developments from our in-house team and exclusive commissioned content from leading practitioners, experts, relevant trade associations and regulators. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

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Money Laundering

Complinet’s daily service for those involved in the detection and prevention of money laundering and financial crime. Unique and exclusive analysis and commentary on issues that affect your anti-money laundering needs, including updates on EU directives, USA PATRIOT Act/Banking Secrecy Act regulations, Financial Crimes Enforcement Network (FinCEN) activities, Office of Foreign Assets Control (OFAC) sanctions, regulatory statements and guidance, rule-making activities, industry and trade association activities and reactions, coverage of conferences and events, JMLSG guidance notes, FATF, World Bank and IMF guidance, MoUs, MLATs and advisories, legal structures in different jurisdictions, the impact of law enforcement upon bank staff in relation to AML, financial crime and extradition. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice. US and UK and European coverage delivered in two market-relevant products.

Latest Money Laundering Articles (US Edition) – highly relevant Money Laundering insight for the US Market: US law reaches beyond 'classic' concept of money laundering, prosecutor argues US authorities dismantle Brooklyn-based human trafficking and prostitution ring California animal rights group accuses political opponents of fowl play Former KBR executive admits he violated FCPA by bribing Nigerian officials Prosecutors prepare to retry Holy Land Foundation

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Latest Money Laundering Articles (UK Edition) - highly relevant Money Laundering insight for the UK and European Market Launderers for £800,000 building scam jailed for seven-and-a-half years Police arrest England footballer's former agent for suspected laundry Million pound confiscation order issued to spread-betting fraudster Movers & Shakers: Money Laundering — August 2008 September deadline for comments about new JMLSG proposals

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Global Press Service

The Global Press Service delivers direct access to leading compliance and regulatory stories published in the major financial press across the globe. Drawn from Thomson’s Dialog database, Complinet delivers a filtered, taxonomized and highly relevant source database where you can filter global press articles by compliance subject and financial services industry sector. Never miss a compliance related article from any UK, US or other significant global business focused broadsheet.

Latest Global Press Service Articles Tracker impact analysis: No room for recovery with the phantom regulators Tracker impact analysis: FSA fines the UK operations of Credit Suisse £5.6m for systems and controls failings in pricing asset-backed securities Tracker impact analysis: The Australian Law Reform Commission's privacy law report Tracker impact analysis: QFCRA consultation paper 2008/02 — miscellaneous amendments to the rules of the Qatar Financial Centre Regulatory Authority Tracker impact analysis: DFSA consultation paper 58 — implementation of pillars two and three of Basel II

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