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Securities & Banking

US Securities & Banking

All the very latest developments affecting compliance and regulation that are highly relevant to securities brokerage, commodities trading, investment management and investment banking. Comprehensive daily coverage includes updates on regulatory developments that affect: Congressional oversight and lawmaking, federal and state rulemaking, agency action, enforcement actions, industry and best practice, globalization and consolidation, alternative and capital investments and risk. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

Latest US Securities & Banking Articles: Do your firm's activities require registration as a broker-dealer? State regulators leading the charge on auction rate securities cleanup CFTC fines trading firm $310,000 for compliance and supervisory failures Assessing the impact of SEC rule proposals on credit rating agencies SEC fines broker-dealer for improper customer correspondence and record keeping

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UK & European Securities, Banking & Commodities

All the very latest developments affecting compliance and regulation that are highly relevant to commercial and wholesale banking, securities broker-dealing, commodities broker-dealing, investment banking and corporate finance industries. Comprehensive daily coverage includes updates on regulatory developments that affect: EU directives, the FSA Handbook, FSA announcements, Listing Rules, the Takeover Code, enforcement actions, hedge funds, international regulatory issues, credit and operational issues. Topical coverage includes: enforcements, conflicts of interest, analysis of MiFID developments and other EU directives and principles-based regulation. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

Latest UK & European Securities, Banking & Commodities Articles: New Swiss regulator sets up bonus scheme to attract top staff Compliance shows resilience to downturn, says recruiter Compliance independence a priority in many states, Basel Committee finds Taiwan hopes for more trust business The Peter Haines Report: 'Dear CEO' letter: Valuation and product control — what's it got to do with compliance?

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Middle Eastern News

All the very latest developments affecting compliance and regulation in the rapidly growing Middle Eastern Markets. Highly relevant across all financial industries, Middle Eastern News provides comprehensive daily coverage of regulatory developments in the market and in-depth insight into Islamic finance and Middle East regulatory issues. Includes all the latest developments from the Central Bank of Bahrain, Bahrain Stock Exchange, Qatar Financial Centre, Dubai Financial Services Authority (DFSA), Dubai Gold and Commodity Exchange (DGCX), Dubai International Financial Exchange (DIFX) and the Securities and Commodities Authority (SCA). Supported by intelligent taxonomies this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

Latest Middle Eastern News Articles: Dubai 'can lead way' in corruption fight Schema brings corporate governance workshops to Jordan Traditional money transfers 'defy regulators' Global Screening roundup: July 2008 Jurisdiction update: Israel

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Australia News

All the very latest developments affecting compliance and regulation that are highly relevant to commercial and wholesale banking, securities broker-dealing, commodities broker-dealing, investment banking and corporate finance industries in Australia and the wider Asia Pacific region. The service provides updates on developments related to: parliamentary proceedings, federal and state regulation, agency action, including AUSTRAC, ASIC and APRA developments, enforcement actions, industry practice and best practices. It includes exclusive analysis and commentary on regulatory reforms, anti-money laundering, data privacy and security, capital and risk and alternative investments. In addition, we provide detailed analysis of daily developments from our in-house team and exclusive commissioned content from leading practitioners, experts, relevant trade associations and regulators. Supported by intelligent taxonomies, this essential content provides you with a seamless flow of news, reference, commentary and practical advice.

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Canada News

All the very latest developments affecting compliance and regulation that are highly relevant to commercial and wholesale banking, securities broker-dealing, commodities broker-dealing, investment banking and corporate finance industries in Canada. The service provides updates on developments related to: parliamentary proceedings, federal and provincial regulation, agency action, including OSFI and FINTRAC, enforcement actions, industry practice and best practices. It includes exclusive analysis and commentary on regulatory reforms, anti-money laundering, data privacy and security, capital and risk and alternative investments. In addition, we provide detailed analysis of daily developments from our in-house team and exclusive commissioned content from leading practitioners, experts, relevant trade associations and regulators. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice.

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Money Laundering

Complinet’s daily service for those involved in the detection and prevention of money laundering and financial crime. Unique and exclusive analysis and commentary on issues that affect your anti-money laundering needs, including updates on EU directives, USA PATRIOT Act/Banking Secrecy Act regulations, Financial Crimes Enforcement Network (FinCEN) activities, Office of Foreign Assets Control (OFAC) sanctions, regulatory statements and guidance, rule-making activities, industry and trade association activities and reactions, coverage of conferences and events, JMLSG guidance notes, FATF, World Bank and IMF guidance, MoUs, MLATs and advisories, legal structures in different jurisdictions, the impact of law enforcement upon bank staff in relation to AML, financial crime and extradition. Supported by intelligent taxonomies, this essential content is linked to related rules to provide you with a seamless flow of news, reference, commentary and practical advice. US and UK and European coverage delivered in two market-relevant products.

Latest Money Laundering Articles (US Edition) – highly relevant Money Laundering insight for the US Market: Bank of China denies terrorist-financing allegations PEPwatch: Former Detroit official admits structuring deposit of corruption funds Former IRS agent goes to prison for money laundering Maker of 'male enhancement' faces stiff sentence South Carolina men accused of $80m fraud and money laundering scheme

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Latest Money Laundering Articles (UK Edition) - highly relevant Money Laundering insight for the UK and European Market September deadline for Isle of Man's high value dealers to register Accounting body issues updated anti-money laundering advice for tax sector Ex-detective constable charged with money laundering Ex-legal clerk charged with laundering after money disappears from client accounts Six to face court over suspected London mortgage fraud and laundry

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Global Press Service

The Global Press Service delivers direct access to leading compliance and regulatory stories published in the major financial press across the globe. Drawn from Thomson’s Dialog database, Complinet delivers a filtered, taxonomized and highly relevant source database where you can filter global press articles by compliance subject and financial services industry sector. Never miss a compliance related article from any UK, US or other significant global business focused broadsheet.

Latest Global Press Service Articles Tracker impact analysis: FSA fines the UK operations of Credit Suisse £5.6m for systems and controls failings in pricing asset-backed securities Tracker impact analysis: The Australian Law Reform Commission's privacy law report Tracker impact analysis: QFCRA consultation paper 2008/02 — miscellaneous amendments to the rules of the Qatar Financial Centre Regulatory Authority Tracker impact analysis: DFSA consultation paper 58 — implementation of pillars two and three of Basel II Tracker impact analysis: DFSA consultation paper 59: proposed changes to definitions of investments

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