US Securities Law and Regulation

US Securities Law and Regulation provides complete coverage of:

Federal Regulations

Anti-Money Laundering Rules (31 CFR Parts 103--128)
ERISA Regulations (29 CFR Ch XXV)
FTC Financial Privacy Rules (16 CFR Parts 313--314)
Government Securities Act Regulations (17 CFR Ch. IV)
SEC Rules (17 CFR Ch. II)
Securities Credit Rules (12 CFR Parts 220, 221, 224)

SROs and Exchanges

American Stock Exchange (AMEX)
Boston Stock Exchange (BSE)
Chicago Board Options Exchange (CBOE)
International Securities Exchange (ISE)
Municipal Securities Rulemaking Board (MSRB)
NASD
NASDAQ Stock Market LLC
National Futures Association (NFA)
New York Stock Exchange (NYSE)
OneChicago Exchange (OC)
Options Clearing Corporation (OCC)

Federal Reserve Materials

Federal Reserve Securities Credit Transactions

Trade Association Materials

Securities Industry and Financial Markets Association (SIFMA) - Comment Letters

Federal Codified Laws

Employee Retirement Income Security Act (ERISA)
Bank Secrecy Act
Securities Investor Protection Act of 1970
Investment Advisers Act of 1940
Investment Company Act of 1940
Trust Indenture Act of 1939
Public Utility Holding Company Act of 1935
Securities Exchange Act of 1934
Securities Act of 1933