March 9
- Effective Date Effective date of CFTC final rule on real-time public reporting of public swap transaction data
March 13
- Effective Date Effective date of CFTC final rule on swap data recordkeeping and reporting requirements
March 19
- Effective Date Effective date of CFTC final rule on registration of swap dealers and major swap participants
March 26
- Comments Due Comments due on annual OCC stress test
March 31
- Comments Due Comments due on enhanced prudential standards and early remediation requirements for covered companies
April 1
- Effective Date 4/1/12 – Effective date of FDIC final rule on resolution plans for insured depository institutions over $50 billion
Dodd-Frank Watch
The Thomson Reuters Dodd-Frank Watch is a wealth of up-to-the-minute news and analysis and a feature-rich resource developed for legal, risk and compliance professionals by top industry experts from our combined governance, risk and compliance businesses.
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Featured News
- February 9, 2012: Bankers air fears over scope of U.S. swaps rules
- February 8, 2012: Banks to slam wide reach of Dodd-Frank swap rules
- February 7, 2012: Interview: SEC's Gallagher wants more oversight of brokers
Featured Analysis
- February 8, 2012: Evidence, access aid job security when compliance staff raise a red flag
- February 7, 2012: Outsourcing after Dodd-Frank: Taking command of third-party support
- February 7, 2012: Joint CFTC/SEC report on OTC derivative regulation fails to make progress
Webcasts
Through an on-going series of webcasts we will explore how key pieces of the Dodd-Frank Act will affect corporate governance and compliance, investors and operations. Available webcasts:
- Capital Markets Series: Overview of Financial Services Regulation
- Adapting to the SEC Say on Pay Rules
- Investment Adviser Registration: The SEC Makes New Rules
- Corporate Governance and Proxy Changes After Dodd-Frank
March 23