17-18 May 2007, ExCeL London
Conference news
Best execution and transaction reporting top the MiFID nightmares, says Microsoft
Mar 05 2007Joanne Wallen
Best execution and transaction reporting are the two areas of the Markets in Financial Instruments Directive that are keeping compliance departments awake at night, according to Ian Warford, director of securities and capital markets at Microsoft...
Read article'Rogue' multi-function copiers are major compliance risk, says eCopy
Mar 01 2007Joanne Wallen
Multi-function printer, scanner, copier and fax devices may be able to save space and money in an office but could be a major security breach and compliance headache, according to software provider eCopy...
Read articleAudit your way to compliance, says ACL
Feb 26 2007Joanne Wallen
Continuous monitoring of a firm's data and transactions helps to reduce auditing fees, catch potential problems before they arise and ensure regulatory compliance, according to software vendor ACL...
Read articleLook on the bright side of IT spending, says LogicaCMG
Feb 09 2007Joanne Wallen
Most banks and insurers are not enamoured with having regulators dictate their spending on IT and systems but they should look at the business opportunities that new systems can offer. Regulation poses other challenges, Jerry Norton, LogicaCMG's director of strategy, global financial services, told Complinet...
Read articleTechWatch: ClusterSeven's answer to the spreadsheet control conundrum
Jan 16 2007Joanne Wallen
Spreadsheets may be the tool of choice for traders, marketing professionals and finance departments, but their lack of accountability makes them a nightmare for anyone managing operational risk and compliance. One company claims to have the solution by making spreadsheets fully auditable, even down to individual cell level...
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