17-18 May 2007, ExCeL London
Programme Day 1
Thursday 17th May 2007
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10:30 - 11:00
Opening keynote address
Seeing compliance technology as a business opportunity rather than a burden Markus Schulz, Chief Operating Officer & Head of AML Product Management, ABN AMRO Bank N.V. |
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MiFID technology know-how |
Live interviews & Panel discussions |
Workshops |
Conference sessions |
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11:30 - 12:00
Best execution – issues still to be considered before implementation Panellists include: Paul Keenan, Compliance Officer, Societe Generale Corporate Investment Group Roseanne Harford, Manager, Institutional Business Policy, FSA Bob Fuller, Chief Executive Officer, Equiduct Rob Moulton, Partner, Nabarro |
11:30 - 12:45
Exhibition Time
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11:30 - 12:10
Build vs. Buy Michael Hodnett, Vice President Equities Compliance, |
11:30 - 12:00
Tools to overcome the uncertainty surrounding TCF (Treating Customers Fairly) Steve Southall, Director, Financial Services, Ernst & Young LLP |
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12:45 - 13:15
What are the IT implications of pre & post trade transparency Panellists include: Bob Fuller, Chief Executive Officer, Equiduct Mark Goulden, Managing Director, Compliance, JP Morgan Anthony Kirby, Head of Regulation & Compliance, Accenture |
12:45 - 13:15
Identity theft and fraud: Recent developments and emerging technologies Panellists include: Joanne Wallen, Senior Technical Editor, Complinet Helen Lord, Director, Fraud, Compliance and Product Governance, Experian Martin Smith, Managing Director, The Security Company |
12:45 - 13:25
Using compliance technology to achieve a competitive advantage Michael Woodward, Senior Vice President, ITG |
12:45 - 14:15
Exhibition Time
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14:15 - 14:45
Updating client classification to boost your competitive advantage Panellists include: Julia Sutton, MiFID Data Manager, Citigroup Jonathan Herbst, Partner, Norton Rose Gary Stanton, Head of MiFID, Huntswood Consulting |
14:15 - 15:00
Ingraining compliance change management into day-to-day business and assessing the positive effects Panellists include: Joanne Wallen, Senior Technical Editor, Complinet Lars Davies, CEO, Kalypton |
14:15 - 14:55
How to address the increasing reliance on technology to maintain compliance with AML regulations
Saskia Rietbroek, Partner, AML Services International LLC |
14:15 - 14:55
Using KYC technology solutions to minimise online fraud
Andrew Jackson, Associate Director KYC Team, Barclays Wealth Richard Russell, KYC & Screening Specialist, Complinet |
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15:30 - 16:15
Exhibition time
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15:30 - 15:55
What changes need to be made to IT systems to cope with principles-based regulation? Panellists include: Joanne Wallen, Senior Technical Editor, Complinet Gill Cardy, Chartered Financial Planner, Professional Partnerships Clifford Smout, Principal, Deloitte & Touche LLP |
15:30 - 16:15
Exhibition time
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15:30 - 16:15
Exhibition time
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16:15 - 16:45
Closing keynote address
Enhancing the compliance function by making efficient use of technology
Karim Rajwani, Global Head of AML, Royal Bank of Canada (Europe) |