speaker

Nick Gibson, director, compliance solutions
Chase Cooper

Nick Gibson is director of compliance solutions at Chase Cooper, the leading innovative operational and enterprise risk management firm. He heads a business-oriented compliance practice centred around: compliance function development, integration and change management, principles-based compliance and governance, risk and compliance, conduct issues and problem resolution, regulatory relationship management, practical compliance technology selection and implementation, example-based compliance training up to board level using multiple delivery mechanisms, and the development of dynamic, commercial compliance monitoring solutions.

Nick has over 20 years' regulatory compliance and training experience, initially as a regulator with the Securities and Futures Association and its predecessors. He later worked for ABN AMRO's compliance function with responsibilities for UK, European, global wholesale, global equity and group compliance activities. He is widely acknowledged as a European expert on principles-based compliance, and the practical implementation and impact of the Markets in Financial Instruments Directive.