5th Annual Compliance Conference

Banking 37%
Investment 18%
Insurance 18%
Broker/Dealers 12%
Legal & Accountancy 11%
Corporate Finance 4%

Senior Compliance 35%
Operation risk 18%
Transaction monitoring 13%
Anti-money laundering / Fraud prevention 17%
Regulatory reporting 10%
Market abuse and insider dealing 4%
Financial promotions 3%