2006 Winners
Compliance Officer of the Year | |||
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WINNER Alan Wilson Sumitomo Mitsui Banking Corporation Europe Ltd |
Supported by: |
Nominated:
Alan Wilson, Sumitomo Mitsui Banking Corporation Europe Ltd
Bernard Jakob, Barclays Wealth Sian Dalrymple, Deutsche Bank |
Young Compliance Officer of the Year | |||
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WINNER James Ross Benfield |
Supported by: |
Nominated:
James Ross, Benfield Mathew James Edmett, Jarvis Investment Management plc Mary Mickle, Blue Oak Capital |
Award for Outstanding Contribution as MLRO/MLPO | |||
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WINNER Simon Wilkin Investec Bank (UK) Limited |
Supported by: |
Nominated:
Simon Wilkin, Investec Bank (UK) Limited
Christopher Oldland, Zurich Financial Services Ben Hur, NIBC Bank N.V. |
Award for Outstanding Long-Term Service to the Compliance Industry | |||
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WINNER Dr Paul Heatlie Merrill Lynch |
Supported by: |
Nominated:
Julian Ellis, Financial Services Regulation Limited
Alexander Robertson, Commerzbank Paul Heatlie, Merrill Lynch |
Most Effective Compliance Trainer at a Regulated Firm | |||
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WINNER Kevin Morris Care Asset Management Limited |
Supported by: |
Nominated:
Audrey Dickinson & Shirley Smith, Redmayne-Bentley Stockbrokers Kevin Morris, Care Asset Management Limited Richard Mahon, Aon Consulting |
Most Cost-Effective Compliance Technology Provider | |||
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WINNER JP Morgan |
Supported by: |
Nominated:
Norkom Technologies NetEconomy JP Morgan |
2007 Award for Provision of Practical Compliance Advice by a Professional Services Firm | |||
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WINNER Branko Ltd |
Supported by: |
Nominated:
ASB Law Branko Ltd National Regulatory Services |
2007 Most Influential Trade Association | |||
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WINNER BBA |
Supported by: |
Nominated:
BBA Council of Mortgage Lenders International Underwriting Association |
2007 Most Practical Consulting Firm | |||
(Accepted on behalf of Joanne Smith ) |
WINNER Joanne Smith The Consulting Consortium |
Supported by: |
Nominated:
Joanne Smith, The Consulting Consortium Julian Ellis, FSR Ltd Adam Samuel, Adam Samuel |
Best Technology Solution | |||
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WINNER Norkom Technologies |
Supported by: |
Nominated:
Norkom Technologies Direct Life & Pension Services Ltd JP Morgan Compliance Reporting Service |
