2007 winners
- Compliance Officer of the Year
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Winner
Alan Wilson Sumitomo Mitsui Banking Corporation Europe Ltd
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Nominated
- Alan Wilson, Sumitomo Mitsui Banking Corporation Europe Ltd
- Bernard Jakob, Barclays Wealth
- Sian Dalrymple, Deutsche Bank
- Young Compliance Officer of the Year
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Winner
James Ross Benfield
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Nominated
- James Ross, Benfield
- Mathew James Edmett, Jarvis Investment Management plc
- Mary Mickle, Blue Oak Capital
- Award for Outstanding Contribution as MLRO/MLPO
-
Winner
Simon Wilkin Investec Bank (UK) Limited
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Nominated
- Simon Wilkin, Investec Bank (UK) Limited
- Christopher Oldland, Zurich Financial Services
- Ben Hur, NIBC Bank N.V.
- Award for Outstanding Long-Term Service to the Compliance Industry
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Winner
Dr Paul Heatlie Merrill Lynch
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Nominated
- Julian Ellis, Financial Services Regulation Limited
- Alexander Robertson, Commerzbank
- Paul Heatlie, Merrill Lynch
- Most Effective Compliance Trainer at a Regulated Firm
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Winner
Kevin Morris Care Asset Management Limited
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Nominated
- Audrey Dickinson & Shirley Smith, Redmayne-Bentley Stockbrokers
- Kevin Morris, Care Asset Management Limited
- Richard Mahon, Aon Consulting
- Most Cost-Effective Compliance Technology Provider
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Winner
JP Morgan
-
Nominated
- Norkom Technologies
- NetEconomy
- JP Morgan
- 2007 Award for Provision of Practical Compliance Advice by a Professional Services Firm
-
Winner
Branko Ltd
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Nominated
- ASB Law
- Branko Ltd
- National Regulatory Services
- 2007 Most Influential Trade Association
-
Winner
BBA
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Nominated
- BBA
- Council of Mortgage Lenders
- International Underwriting Association
- 2007 Most Practical Consulting Firm
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Winner
Joanne Smith
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Nominated
- Joanne Smith, The Consulting Consortium
- Julian Ellis, FSR Ltd
- Adam Samuel, Adam Samuel
- Best Technology Solution
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Winner
Norkom Technologies
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Nominated
- Norkom Technologies
- Direct Life & Pension Services Ltd
- JP Morgan Compliance Reporting Service
