2009 Awards shortlist
Individual awards
- 2009 Compliance Officer of the Year
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- Rajesh Kumar, Executive Director, JPMorgan
- Charles Farquharson, Compliance Director, Insight Investment Management (now part of The Bank of New York Mellon Group)
- Paul Geradine, EMEA Head of Equity Compliance, UBS
- Trevor Mullin, EMEA Head of Structured Product Compliance, UBS
- Clare Curtis and Mark Harris, Co-heads of Compliance, Lehman Brothers in Administration
- Erick Smart, Head of CIB and SFI Compliance, Calyon CIB
- Nominate for this award
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- 2009 Chief Compliance Officer of the Year
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- Steve Davey, Head of Compliance, Altium Capital Ltd
- Angus Milne, Head of Compliance, The Children's Investment Fund Management (UK) LLP
- Michael Matossian, EVP and Global Head of Group Regulatory Compliance, Arab Bank
- John Crittenden, Managing Director / CCO, FTI Consulting, Inc., FTI Capital Advisors, LLC
- Brian Harte, Group Head of Compliance, Royal Bank of Canada
- Nominate for this award
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- 2009 Young Compliance Officer of the Year
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- Gemma Mossakowska (nee Finney), Treasury and Commodities Compliance EMEA, Macquarie Group
- Jean-Pierre Casey, Vice President, Barclays Wealth
- Leah Williamson, Compliance Manager, Mitsui Energy
- Tyler Woollard, Compliance Officer/MLRO, Hoodless Brennan
- Nominate for this award
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- 2009 Money Laundering Reporting Officer of the Year
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- Fiona Cole, MLRO, ING Bank NV
- Chris Leatherland, Head of Financial Crime and MLRO, Santander Cards (formerly GE Capital Bank)
- Lesley Kelvey-Towell, MLRO, BNP Paribas Fortis
- John Flynn, Head of FCP, Aviva
- Nominate for this award
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- 2009 Personality of the Year
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- Georgina Hickleton, Business Manager, SHCOG
- Rajesh Kumar, Executive Director, JPMorgan
- Charlie McCreevy, Commissioner of DG Internal Market, EU
- Angela Knight, CEO, BBA
- Dan Jenkinson, Senior Compliance Manager, Capita Life, CODG
- Ian Cornwall, Director of UK Regulation, APCIMS
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- 2009 Award for Outstanding Long-Term Service to the Compliance Industry
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- Georgina Hickleton, Business Manager, Securities Houses Compliance Officers Group (SHCOG)
- Paul Nelson (now sadly deceased), Partner in charge of financial services, Linklaters
- Richard Stones, Consultant, Lovells
- Tony Madison, formerly Deutsche Bank now retired
- Alan Leale-Green, Chief Executive, MMS Regulatory Solutions
- Peter Haines, PHCC
- Nominate for this award
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- 2009 Most Effective Compliance Training at a Regulated Firm
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- Darren Thomas, Head of Compliance, Mitsui & Co. Energy Risk Management
- Amber Cross, Compliance Risk Specialist, Capital One Bank (Europe) PLC
- Bruce Viney, Head of Compliance Training, BP International Ltd
- April Bethune, Head of Compliance Training, Deutsche Bank
- Alastair Smith, Deputy Head of Compliance, Fortis Investments
- Nabarro LLP
- Nominate for this award
- 2009 Compliance Innovator of the Year
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- Rajesh Kumar, Executive Director, JPMorgan
- Imtiaz Khan, Head of Central Compliance, Calyon Corporate Investment Bank
- Compliance and LRC Operations at Deutsche Bank
- Dylan Stokes, Director - Corporate Compliance and Operational Risk, Barclays Capital
- Nominate for this award
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- 2009 Best Regulatory Law Firm or Lawyer of the Year
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- Rob Moulton, Partner, Nabarro LLP
- Shearman & Sterling FIA team, Shearman & Sterling LLP
- Allen & Overy
- Simmons & Simmons
- Laven Legal Services Ltd
- Nominate for this award
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- 2009 Best Consulting Firm of the Year
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- Dana Denis-Smith, Managing Director, Marker Global Limited
- Financial Services Regulatory Practice, PricewaterhouseCoopers LLP
- Gary Storer, MD, Enterprise Learning Ltd
- Laven Partners Ltd
- Nominate for this award
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