2009 Awards Winners
- 2009 Money Laundering Reporting Officer of the Year
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Winner
John Flynn Head of FCP, Aviva
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Highly commended
- Lesley Kelvey-Towell MLRO, BNP Paribas Fortis
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Nominated
- Fiona Cole, MLRO, ING Bank NV
- Chris Leatherland, Head of Financial Crime and MLRO, Santander Cards (formerly GE Capital Bank)
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Sponsor
- 2009 Young Compliance Officer of the Year
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Winner
Tyler Woollard Compliance Officer/MLRO, Hoodless Brennan
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Highly commended
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Nominated
- Gemma Mossakowska (nee Finney), Treasury and Commodities Compliance EMEA, Macquarie Group
- Jean-Pierre Casey, Vice President, Barclays Wealth
- Leah Williamson, Compliance Manager, Mitsui Energy
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Sponsor
- 2009 Chief Compliance Officer of the Year
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Winner
Michael Matossian EVP and Global Head of Group Regulatory Compliance, Arab Bank
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Highly commended
- Steve Davey Head of Compliance, Altium Capital Ltd
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Nominated
- Angus Milne Head of Compliance, The Children's Investment Fund Management (UK) LLP
- John Crittenden Managing Director / CCO, FTI Consulting, Inc., FTI Capital Advisors, LLC
- Brian Harte Group Head of Compliance, Royal Bank of Canada
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Sponsor
- 2009 Best Consulting Firm of the Year
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Winner
Financial Services Regulatory Practice PricewaterhouseCoopers LLP
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Highly commended
- Dana Denis-Smith, Managing Director, Marker Global Limited
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Nominated
- Gary Storer, MD, Enterprise Learning Ltd
- Laven Partners Ltd
- 2009 Best Regulatory Law Firm or Lawyer of the Year
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Winner
Rob Moulton Partner, Nabarro LLP
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Highly commended
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Nominated
- Shearman & Sterling FIA team, Shearman & Sterling LLP
- Allen & Overy
- Simmons & Simmons
- Laven Legal Services Ltd
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Sponsor
- 2009 Compliance Innovator of the Year
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Winner
Dylan Stokes Director - Corporate Compliance and Operational Risk, Barclays Capital
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Highly commended
- Rajesh Kumar Executive Director, JPMorgan
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Nominated
- Imtiaz Khan, Head of Central Compliance, Calyon Corporate Investment Bank
- Compliance and LRC Operations at Deutsche Bank
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Sponsor
- 2009 Compliance Personality of the Year
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Winner
Ian Cornwall Director of UK Regulation, APCIMS
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Highly commended
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Nominated
- Georgina Hickleton Business Manager, SHCOG
- Rajesh Kumar Executive Director, JPMorgan
- Charlie McCreevy Commissioner of DG Internal Market, EU
- Angela Knight CEO, BBA
- Dan Jenkinson Senior Compliance Manager, Capita Life, CODG
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Sponsor
- 2009 Most Effective Compliance Training at a Regulated Firm
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Winner
April Bethune Head of Compliance Training, Deutsche Bank
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Highly commended
- Amber Cross ECompliance Risk Specialist, Capital One Bank (Europe) PLC
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Nominated
- Darren Thomas Head of Compliance, Mitsui & Co. Energy Risk Management
- Bruce Viney Head of Compliance Training, BP International Ltd
- Alastair Smith Deputy Head of Compliance, Fortis Investments
- Nabarro LLP
- 2009 Outstanding Long-Term Service to the Compliance Industry
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Winner
Tony Madison formerly Deutsche Bank, now retired
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Highly commended
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Nominated
- Georgina Hickleton Business Manager, Securities Houses Compliance Officers Group (SHCOG)
- Paul Nelson (now sadly deceased) Partner in charge of financial services, Linklaters
- Richard Stones Consultant, Lovells
- Alan Leale-Green Chief Executive, MMS Regulatory Solutions
- Peter Haines PHCC
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Sponsor
- 2009 Compliance Officer of the Year
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Winner
Clare Curtis and Mark Harris Co-heads of Compliance, Lehman Brothers in Administration
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Highly commended
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Nominated
- Rajesh Kumar Executive Director, JPMorgan
- Charles Farquharson Compliance Director, Insight Investment Management (now part of The Bank of New York Mellon Group)
- Paul Geradine EMEA Head of Equity Compliance, UBS
- Trevor Mullin EMEA Head of Structured Product Compliance, UBS
- Erick Smart Head of CIB and SFI Compliance, Calyon CIB
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Sponsor
- Lifetime Achievement Award
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Winner
the late Paul Nelson Partner in charge of financial services Linklaters
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Highly commended
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Nominated
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Sponsor
