2010 Awards Shortlist

Individual awards

2010 Compliance Officer of the Year

• John Ryan, Compliance Officer, BNP Paribas
• Robin O'Donnell, Shared Services and Country Compliance Head, EMEA, Bank of America Merrill Lynch
• Ann Alexander, Group Compliance Officer/MLRO, Allianz
• Nick Child, Head of Markets Compliance EMEA, Citi
• Watkin Samuel, Head of Compliance, Deutsche Pfandbriefbank AG
• Karen Chan, Executive Director, Compliance, Goldman Sachs Asset Management
• Fiona Wall, Compliance Officer, Standard Chartered Bank
• Stella Leung, Compliance Manager, Standard Chartered Bank
• Laura Padovani, Head of Compliance UK, American Express ICSS
• Julie Bowers, Vice President | Compliance and Ethics, American Express Global Merchant Services
• Sally Winstanley, Head of Investment Compliance, Liverpool Victoria
• David Rawlinson, Head of Compliance Advisory, HSBC

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2010 Chief Compliance Officer of the Year

• Gill Clarke, Chief Compliance Officer, Close Asset Management Ltd
• Toby Hampden-Acton, Chief Compliance Officer, Thames River Capital LLP
• Clive Shelton, Risk & Compliance Director, International Financial Data Services (IFDS)
• Helen Audaer, Head of Compliance, Allianz
• Andrew Wedge, Executive Director, Goldman Sachs International
• Paul Heatlie, Head of Regulatory Affairs, Standard Chartered Bank
• Philip Dench, Head of Compliance UK & CI, HSBC
• Bharat Samani, Group Head of Compliance, CMC Markets UK PLC

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2010 Young Compliance Officer of the Year

• David Churton, Head of EMEA Sales & Trading Compliance, Morgan Stanley
• Nina Sidhu, Compliance Manager, Global Reach Partners
• James Tappenden, Compliance & Risk Analyst, Thames River Capital
• Ifeanyi Uyanneh, Compliance Officer, Affinion International Limited
• Aron Brown, Associate Director, Complyport Limited
• Zoe Rosewarne, Chief Compliance Officer, Pareto Investment Management Limited
• Kyp Zoumidou, Head of Compliance, IG Markets Limited
• Brian Lewis, Compliance Manager Europe, Noble Group

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2010 Money Laundering Reporting Officer of the Year

• Jason Rickards, Financial Crime Officer, Intrinsic Financial Services
• Nicola Webb, Money Laundering Reporting Officer, Syndicate Asset Management PLC
• Adam Gray, Vice President, Money Laundering Reporting Officer, Pershing
• Sarah Botwood, Money Laundering Reporting Officer, Commerzbank
• Simon Kingsbury, Head of Controls and Money Laundering Reporting Officer, Citibank International plc
• Jason Bradley, Senior AML Compliance Officer, Bank of America Merrill Lynch
• Billy Nicol, Money Laundering Reporting Officer, Equity Trust
• Lee Bellamy, UK Money Laundering Reporting Officer, Standard Chartered Bank
• Katy Parker, Anti-Money Laundering Officer, BNY Mellon
• Paul Rothwell, Money Laundering Reporting Officer, CMC Markets
• Becky Cray, Money Laundering Reporting Officer, Henderson

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2010 Money Laundering Reporting Officer of the Year

2010 Personality of the Year

• Thomas Bullman, Founder, Hedge Fund Society
• Steve White, Head of Compliance and Training, British Insurance Brokers' Association
• Dan Jenkinson, Regional Compliance Manager, Capita
• Branko Bjelobaba, Director, Branko Ltd

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2010 Award for Outstanding Long-Term Service to the Compliance Industry

• Alan Greatbatch, Head of Country Compliance – Europe, Standard Chartered
• Peter Beales, Secretary, AFME
• Craig Axel Josephson, Senior Vice President - AML Coordinator EMEA and Asia, Northern Trust
• David Skade, Head of Financial Security & Money Laundering Reporting Officer, Credit Agricole Corporate & Investment Bank
• Brian Harte, Group Head of Compliance Europe and Asia, Royal Bank of Canada

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2010 Most Effective Compliance Training at a Regulated Firm

• Nicholas Chapman, Vice President Compliance Training BNY Mellon Compliance & Ethics, BNY Mellon
• Steve Fairclough, Head of Compliance Training Global Compliance, Northern Trust
• Robyn Shapiro, Group Compliance Learning and Development Officer, Investec Ltd
• David Clueit, Compliance Officer (Training), Hargreave Hale
• Andy Nibloe, Operations Director, Heath Lambert

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2010 Most Effective Compliance Training at a Regulated Firm

 

Services

2010 Compliance Innovator of the Year

• Mapfre Abraxas
• Deutsche Bank
• Mitsubishi Securities

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2010 Best Regulatory Law Firm or Lawyer of the Year

• James Perry, Partner, Ashurst LLP
• Tony Woodcock, Partner and Head of the Regulatory Litigation Group, Stephenson Harwood
• Arun Srivastava, Partner, Baker & McKenzie LLP
• Jonathan Herbst, Partner, Norton Rose LLP
• Nick Greenwood, Partner, Dewey & LeBoeuf

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Nominate for the 2010 Best Regulatory Law Firm or Lawyer of the Year award

 

2010 Best Consulting Firm of the Year

• Regulatory Compliance Associates Inc. (REGCOM)
• Complyport Limited
• Moore Stephens LLP
• Laven Partners

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Nominate for the 2010 Best Consulting Firm of the Year award