Winners
2010 Awards Winners
- 2010 Compliance Officer of the Year
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Winner
John Ryan
Compliance Officer, BNP Paribas -
Nominated
- Robin O'Donnell Shared Services and Country Compliance Head, EMEA, Bank of America Merrill Lynch
- Ann Alexander Group Compliance Officer/MLRO, Allianz
- Nick Child Head of Markets Compliance EMEA, Citi
- Watkin Samuel Head of Compliance, Deutsche Pfandbriefbank AG
- Karen Chan Executive Director, Compliance, Goldman Sachs Asset Management
- Fiona Wall Compliance Officer, Standard Chartered Bank
- Stella Leung Compliance Manager, Standard Chartered Bank
- Laura Padovani Head of Compliance UK, American Express ICSS
- Julie Bowers Vice President | Compliance and Ethics, American Express Global Merchant Services
- Sally Winstanley Head of Investment Compliance, Liverpool Victoria
- David Rawlinson Head of Compliance Advisory, HSBC
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Sponsor
- 2010 Chief Compliance Officer of the Year
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Winner
Gill Clarke
Chief Compliance Officer, Close Asset Management Ltd -
Nominated
- Toby Hampden-Acton Chief Compliance Officer, Thames River Capital LLP
- Clive Shelton Risk & Compliance Director, International Financial Data Services (IFDS)
- Helen Audaer Head of Compliance, Allianz
- Andrew Wedge Executive Director, Goldman Sachs International
- Paul Heatlie Head of Regulatory Affairs, Standard Chartered Bank
- Philip Dench Head of Compliance UK & CI, HSBC
- Bharat Samani Group Head of Compliance, CMC Markets UK PLC
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Sponsor
- 2010 Young Compliance Officer of the Year
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Winner
David Churton
Head of EMEA Sales & Trading Compliance, Morgan Stanley -
Highly commended
- Ifeanyi Uyanneh Compliance Officer, Affinion International Limited
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Nominated
- Nina Sidhu Compliance Manager, Global Reach Partners
- James Tappenden Compliance & Risk Analyst, Thames River Capital
- Aron Brown Associate Director, Complyport Limited
- Zoe Rosewarne Chief Compliance Officer, Pareto Investment Management Limited
- Kyp Zoumidou Head of Compliance, IG Markets Limited
- Brian Lewis Compliance Manager Europe, Noble Group
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Sponsor
- 2010 Money Laundering Reporting Officer of the Year
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Winner
Jason Rickards
Financial Crime Officer, Intrinsic Financial Services -
Highly commended
- Nicola Webb Money Laundering Reporting Officer, Syndicate Asset Management PLC
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Nominated
- Adam GrayVice President, Money Laundering Reporting Officer, Pershing
- Sarah Botwood Money Laundering Reporting Officer, Commerzbank
- Simon Kingsbury Head of Controls and Money Laundering Reporting Officer, Citibank International plc
- Jason Bradley Senior AML Compliance Officer, Bank of America Merrill Lynch
- Billy Nicol Money Laundering Reporting Officer, Equity Trust
- Lee Bellamy UK Money Laundering Reporting Officer, Standard Chartered Bank
- Katy Parker Anti-Money Laundering Officer, BNY Mellon
- Paul Rothwell Money Laundering Reporting Officer, CMC Markets
- Becky Cray Money Laundering Reporting Officer, Henderson
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Sponsor
- 2010 Personality of the Year
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Winner
Steve White
Head of Compliance and Training, British Insurance Brokers' Association -
Nominated
- Thomas Bullman Founder, Hedge Fund Society
- Dan Jenkinson Regional Compliance Manager, Capita
- Branko Bjelobaba Director, Branko Ltd
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Sponsor
- 2010 Award for Outstanding Long-Term Service to the Compliance Industry
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Winner
Alan Greatbatch
Head of Country Compliance – Europe, Standard Chartered -
Nominated
- Peter Beales Managing Director, Policy, Association for Financial Markets in Europe
- Craig Axel Josephson Senior Vice President - AML Coordinator EMEA and Asia, Northern Trust
- David Skade Head of Financial Security & Money Laundering Reporting Officer, Credit Agricole Corporate & Investment Bank
- Brian Harte Group Head of Compliance Europe and Asia, Royal Bank of Canada
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Sponsor
- 2010 Most Effective Compliance Training at a Regulated Firm
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Winner
Steve Fairclough
Head of Compliance Training Global Compliance, Northern Trust -
Nominated
- Nicholas Chapman Vice President Compliance Training BNY Mellon Compliance & Ethics, BNY Mellon
- Robyn Shapiro Group Compliance Learning and Development Officer, Investec Ltd
- David Clueit Compliance Officer (Training), Hargreave Hale
- Andy Nibloe Operations Director, Heath Lambert
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Sponsor
- 2010 Compliance Innovator of the Year
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Winner
Deutsche Bank
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Nominated
- Mapfre Abraxas
- Mitsubishi Securities
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Sponsor
- 2010 Best Regulatory Law Firm or Lawyer of the Year
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Winner
Tony Woodcock
Partner and Head of the Regulatory Litigation Group, Stephenson Harwood -
Nominated
- James Perry Partner, Ashurst LLP
- Arun Srivastava Partner, Baker & McKenzie LLP
- Jonathan Herbst Partner, Norton Rose LLP
- Nick Greenwood Partner, Dewey & LeBoeuf
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Sponsor
- 2010 Best Consulting Firm of the year
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Winner
Moore Stephens LLP
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Highly commended
Complyport Limited
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Nominated
- Regulatory Compliance Associates Inc. (REGCOM)
- Laven Partners
- 2010 Outstanding Achievement Award
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Winner
Loretta Minghella
