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Program — Day 2

8:30am	Welcome coffee break
9:00am	Risk Management & Internal Controls – KYC for Banks Risk Based Approach to AML/CFT What should a firm’s KYC framework look like and what sort of Customer Due Diligence procedures should be established? What are the key controls e.g. customer profiling, transaction profiling, sanctions screening, document retention etc How should the key controls be monitored to check they are working correctly? What are the key risk indicators? What sort of training regime should be put in place? Ali Al Qahtani, Head of AML, The National Commercial Bank Mohammed Salman Khan, Assistant Vice President, Operational Risk Management, Riyad Bank John Bourbon, Chairman, The Compliance Institute, UK
9:45am	Compliance challenges - the emerging compliance Industry Implementing compliance culture across the firm – overcoming challenges and wining votes What are the regulatory implications of Gulf monetary union? – Should banks and their Compliance departments prepare? What for? Marc Hambach, Chief Operating Officer and Founding Partner, Gulfmena Alternative Investments Ltd (DIFC) John Bourbon, Chairman, The Compliance Institute, UK
10:30am	Morning refreshments
11:00am	Key Note speech by US Treasury – OFAC
11:15am	Anti Fraud and other Financial Crimes Brian Frazier, Resident Legal Advisor, US Department of Justice William Assante, Director, Deloitte Dr. François Valerian, France, Head of Private Sector Programmes, Transparency International
11:45am	Risk management & internal controls – KYC for banks Risk Based Approach to AML/CFT What should a firm’s KYC framework look like and what sort of Customer Due Diligence procedures should be established? What are the key controls e.g. customer profiling, transaction profiling, sanctions screening, document retention etc How should the key controls be monitored to check they are working correctly? What are the key risk indicators? What sort of training regime should be put in place? Susan McAll, Risk Management Director, LIoyd’s TSB Bank, UK Ali Al Qahtani, Head of AML, The National Commercial Bank Andrew Sealy, Associate Director, Qatar Financial Centre Regulatory Authority
1:00pm	Anti Corruption, fraud and other financial crimes Recent report of Corruption Perception Index by Transparency International William Assante, Director, Deloitte Brian Frazier, Resident Legal Advisor, US Department of Justice Dr. François Valerian, Head of Private Sector Programmes, Transparency International
1:45pm	Q&A session
2:00pm	Lunch & close of Day 2
12:00pm	Prayer Break / Lunch and close of Seminar