In Partnership with the Institute of Banking & Finance
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Pan Asian Summit

Programme

The 2nd Pan-Asian Regulatory Summit will include series of panel sessions covering the following topical issues faced by the financial services industry. A detailed agenda will be released soon.

Day Two

Day One

8.00am
Registration
9.00am
Welcome Remarks

David Craig - President, Thomson Reuters Governance, Risk & Compliance

9.10am
Opening Keynote Address & Remarks

Ravi Menon - Managing Director, The Monetary Authority of Singapore

9.30am
Should Asia Be Leading On Global Financial Regulatory Reform?
  • How well have economies recovered since the last G20 meeting and what have regulators learned?
  • Will Western post-crisis reforms find fertile ground in Asia?
  • How will Asian regulators react to international reforms?
  • Regional Regulatory outlook for 2011 and beyond in Asia

Panelists:

Phil Smith - General Manager, Reuters News, North Asia (Moderator)

Jane Diplock - Independent & Non-Executive Director Singapore Exchange Limited, Former Chairman International Organization of Securities Commissions (IOSCO) & New Zealand Securities Commission

Dr Eddy Fong - Chairman, The Securities & Futures Commission Hong Kong

Je-yoon Shin - Vice Chairman, Financial Services Commission & Chairman Securities & Futures Commission, Korea

Dr Yang Dongning - Director of Publicity Division China Banking Regulatory Commission, PR China

Ian Johnston - Deputy Chief Executive Officer & Managing Director, Dubai Financial Services Authority

Salinee Wangtal - Senior Director Supervision Group, Onsite Examination Department, Bank of Thailand

Leo Mun Wai - Assistant Managing Director Capital Markets, The Monetary Authority of Singapore

10.45am
Networking break
11.15am
Compliance Sustainability & Corporate Governance Accountability
  • Corporate governance: What's next after the implementation of corporate governance guidelines for financial institutions? Measures being taken to ensure enterprise wide adherence & accountability
  • Are rules and regulations a means to an end or an end in itself to ensure enterprise-wide adherence and accountability?
  • Integrated Reporting: Financial, social governance and environmental reporting

Panelists:

Paul Johns - Chief Marketing Officer, Thomson Reuters Governance, Risk & Compliance (Moderator)

Jane Diplock - Independent & Non-Executive Director Singapore Exchange Limited, Former Chairman International Organization of Securities Commissions (IOSCO) & New Zealand Securities Commission

Dr Yang Dongning - Director of Publicity Division China Banking Regulatory Commission, PR China

Felicity Youl - Regional Head Compliance & Control Asia Pacific, BNP Paribas

Datuk Ranjit Ajit Singh - Managing Director Securities Commission Malaysia

12.15pm
Structural Changes & Strategies of Stock Exchanges
  • How can regulators play a more effective role in ensuring the success of exchanges' mergers and alliances? How can regulators overcome the issue on regulatory sovereignty?
  • ASEAN Exchanges: Could the ASEAN Exchanges set the paradigm for future exchanges' alliances? How will the ASEAN Exchanges collaboration change the landscape of stock exchanges in Asia? What lessons can the ASEAN Exchanges initiative offer?
  • What threats and opportunities does Dark Pool Trading offer – villain or victim? Where does Dark Pool trading stand given the recent spate of impending merges and acquisition among global changes?
  • What is the future and importance of Algorithmic Trading?
  • The impact & future importance of High Frequency Trading (HFT)?

Panelists:

Alan Ewins - Partner, Head of Asia Pacific Regulatory Group, Allen & Overy, Hong Kong (Moderator)

Ananta Barua - Executive Director, Securities & Exchange Board of India

Jean-Pierre Pinatton - Chairman of the Supervisory Board Oddo & Cie,
Honorary Chairman of The Board Association Française des Marchés Financiers (AMAFI)

Richard Teng - Senior Vice President / Head of Regulation and Issuer Regulation, Singapore Exchange Limited

Sharon Barbosa - Head of Participants-Clearing, Settlement & Depository, Bursa Malaysia

1.00pm
Lunch
2.15pm
Criminal Enforcement & Supervision
  • One year on: has stepping up enforcement actions lead to greater awareness of market misconduct? What does it mean to investors?
  • Will the UK Bribery Act and Foreign Corrupt Practices Act lead to greater awareness among Asian regulators of the need to clean up corruption in their countries?
  • AML and CTF: What are banks' top most concerns?

Panelists:

Simon Clarke - Partner, Litigation Dispute & Resolution, Allen & Overy, Hong Kong (Moderator)

Sean Hughes - Chief Executive Officer Financial Markets Authority, New Zealand

Mark Steward - Executive Director, Enforcement Division, Securities & Futures Commission Hong Kong

Margaret Cole - Managing Director Enforcement & Financial Crime, Financial Services Authority, UK

3.15pm
Networking break
3.45pm
Identifying Systemic Risk in Global Markets – SIFIs and the roles markets play in risk & building of systemic risk
  • A look at Systemically Important Financial Institutions and G-SIFIs (global SIFIs) and their role in the global economy.
  • Recommendations from global regulators: IOSCO and G20
  • Lessons learned from the crisis: Asian regulators' views on SIFIs and what have they done to contain the building up of systemic risk to prevent the recurrence of future crisis.
  • What are SIFIs themselves doing to guard against systemic risk?
  • Global Insolvency: Are Asian regulators planning insolvency regimes
  • Recovery & Resolution Planning – the role & views of investors in financing banks - what approach is Asia taking versus the UK and US?
  • Challenges & Issues Relating to Implementation of Basel III

Panelists:

Jane Diplock - Independent & Non-Executive Director Singapore Exchange Limited, Former Chairman International Organization of Securities Commissions (IOSCO) & New Zealand Securities Commission (Moderator)

V.K. Sharma - Executive Director, Reserve Bank of India

Salinee Wangtal - Senior Director Supervision Group, Onsite Examination Department, Bank of Thailand

Sunil Sharma - Director, Singapore Regional Training Institute, The International Monetary Fund

Jean-Francois Tremblay - Vice President, Director of Research Global Financial Institutions Group, Moody’s Investors Service, USA

Jeffrey Boyle - Partner & Project Leader, Financial Services Practice, PricewaterhouseCoopers

4.45pm
Closing Remarks & End Of Day One

Day Two

Day One

Speakers

Ravi Menon

Ravi Menon

Managing Director
Monetary Authority of Singapore

Sharon Barbosa

Sharon Barbosa

Head, Participants - Clearing, Settlement & Depository Regulatory Policy & Advisory
Bursa Malaysia Berhad

Ananta Barua

Ananta Barua

Executive Director
Securities & Exchange Board of India

Jeffrey Boyle

Jeffrey Boyle

Partner & Project Leader, Financial Services Practice
PricewaterhouseCoopers

Dane Chamorro

Dane Chamorro

Director Asia Pacific, Global Risk Analysis
Control Risks, Singapore

Simon Clarke

Simon Clarke

Partner, Litigation Dispute & Resolution
Allen & Overy, Hong Kong

Margaret Cole

Margaret Cole

Managing Director, Enforcement & Financial Crime
Financial Services Authority UK

David Craig

David Craig

President
Thomson Reuters Governance, Risk & Compliance

Sharon Craggs

Sharon Craggs

Head of Compliance
Standard Chartered Bank, Singapore

Jane Diplock

Jane Diplock, AO

Independent & Non-Executive Director, Singapore Exchange Limited
Former Chairman IOSCO & New Zealand Securities Commission

Duan Jin-Chuan

Duan Jin-Chuan

Director of Risk Management Institute
National University of Singapore (NUS)

Yeoh Lian Chuan

Yeoh Lian Chuan

Consultant
Allen & Overy, Singapore

David Eldon

David Eldon

Non-Executive Chairman HSBC Bank Middle East,
Former Chairman HSBC Asia Pacific and Director
HSBC Holdings Plc

Jennifer Elliott

Jennifer Elliott

Managing Director & Regional Head Asia Pacific
Moody's Investors Service

Alan Ewins

Alan Ewins

Partner, Head of APAC Regulatory Group
Allen & Overy

Ray Ferguson

Ray Ferguson

Chief Executive Officer
Standard Chartered Bank, Singapore & South East Asia.

John Fogarty

John Fogarty

Group Head of Compliance
CLSA

Eddy Fong

Eddy Fong

Chairman
Securities & Futures Commission, Hong Kong

Richard David C. Funk II

Richard David C. Funk II

Deputy Director Group Head Compliance and Investigation Group
Anti-Money Laundering Council, Bangko Sentral ng Pilipinas

Andrew Glover

Andrew Glover

Regional Director
ICA, Singapore

Rick Heathcote

Rick Heathcote

Partner, Financial Service Practice
PricewaterhouseCoopers

Lord Edwin E. Hitti

Lord Edwin E. Hitti

President
Hong Kong Arab Chamber of Commerce & Industry

Sean Hughes

Sean Hughes

Chief Executive Officer
Financial Markets Authority, New Zealand

 Nizam Ismail

Nizam Ismail

Executive Director Legal & Compliance
Morgan Stanley

S Iswaran

S Iswaran

Minister, Prime Minister’s Office & Second Minister
Ministry of Home Affairs & Ministry of Trade and Industry, Republic of Singapore

Ian Johnston

Ian Johnston

Deputy Chief Executive and Managing Director
Dubai Financial Services Authority

Chong San Lee

Chong San Lee

Senior Adviser
Transparency International, Malaysia

Dylan Lee

Dylan Lee

Senior Vice President, Head, Compliance (ex Greater China)
Group Legal, Compliance & Secretariat
DBS Bank, Singapore

Benedicte Nolens

Benedicte Nolens

Managing Director & Compliance Officer & Cheif Operating Officer of the Asia Pacific General Counsel Division
Credit Suisse, Hong Kong

Hamid Noorizadeh

Hamid Noorizadeh

Global Head of Compliance Islamic Banking & Finance, Regional Head of Compliance & Control, Middle East & Africa
BNP Paribas

Jean-Pierre Pinatton

Jean-Pierre Pinatton

Chairman of the Supervisory Board
Oddo & Cie France

GweeSiew Ping

GweeSiew Ping

Regional Head of Compliance & Risk, Asia Pacific,
Schroders

Ong Puay See

Ong Puay See

Chief Executive Officer
The Institute of Banking and Finance, Singapore

Johnny Noe E. Ravalo

Johnny Noe E. Ravalo

Managing Director, Central Supervisory Support Subsector
Bangko Sentral ng Pilipinas

Hooman Sabeti-Rahmati

Hooman Sabeti-Rahmati

Partner, Capital Markets and Islamic Finance
Allen & Overy, Singapore

Sunil Sharma

Sunil Sharma

Director, Singapore Regional Training Institute
International Monetary Fund

Shri V.K. Sharma

Shri V.K. Sharma

Executive Director
Reserve Bank of India

Sunil Sharma

Sunil Sharma

Singapore Regional Training Institute
International Monetary Fund

Je-Yoon Shin

Je-Yoon Shin

Chairman, Securities & Futures Commission, Korea & Vice Chairman, Financial Services Commission

Younes Soualhi

Younes Soualhi

Deputy Dean ,Institute of Islamic Banking and Finance
Associate Professor, International Islamic University Malaysia

Mark Steward

Mark Steward

Executive Director, Enforcement Division
Securities and Futures Commission, Hong Kong

Sim Suh-Ting

Sim Suh-Ting

Executive Director and Head of Regulatory Risk & Compliance Southeast Asia
The Royal Bank of Scotland

Phil Smith

Phil Smith

General Manager Reuters News
North Asia

Jean-Francois Tremblay

Jean-Francois Tremblay

Vice President – Director of Research
Global Financial Institutions Group, Moody’s Investors Service

Judy Vas

Judy Vas

Head of Office of Regulatory Affairs, Asia Pacific (ex Japan)
Goldman Sachs, Hong Kong

Salinee Wangtal

Salinee Wangtal

Senior Director, Supervision Group, Onsite Examination Department
Bank of Thailand

Tony Wood

Tony Wood

Director, Financial Service Practice
PricewaterhouseCoopers

Felicity Youl

Felicity Youl

Regional Head, Compliance and Control
BNP Paribas, Asia Pacific

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