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U.S. municipal securities regulator seeks comment on new rulebook for muni participants

Feb 05 2013 Compliance Complete news team

The Municipal Securities Rulemaking Board has published an electronic version of its printed 2013 Rule Book describing rules for municipal securities dealers and municipal advisors effective as of January 1, 2013, the MSRB said Monday. As the MSRB stated in Notice 2012-63, it is seeking industry and public comment on the proposed version of its Rule Book as it engages in a comprehensive review to ensure that its rules reflect current market practices. The MSRB asked that, to the extent possible, the comments include supporting data or evidence and should clearly identify which rules or interpretive guidance are being referred to when answering the following questions: Are there any MSRB rules or related interpretive guidance, while continuing to be applicable or necessary, that should be revised due to changed market practices, introduction of new or different products or market participants, or otherwise, and if so, what revisions would be appropriate? Are there any MSRB rules

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