<![CDATA[Complinet]]> http://www.complinet.com Fri, 20 Nov 2009 15:05:07 +0000 complinet.com Zend_Feed en http://blogs.law.harvard.edu/tech/rss <![CDATA[If Dodd's bill stalls, what's next for regulatory reform? ]]> http://www.complinet.com/global/news/news/article.html?ref=126749 Fri, 20 Nov 2009 12:30:00 +0000 <![CDATA[SEC to improve selection process for adviser exams]]> http://www.complinet.com/global/news/news/article.html?ref=126748 Fri, 20 Nov 2009 12:20:00 +0000 <![CDATA[SIFMA C&L conference: SEC and FINRA enforcement changes]]> http://www.complinet.com/global/news/news/article.html?ref=126771 Fri, 20 Nov 2009 12:13:22 +0000 <![CDATA[Lie down with dogs, wake up with fleas, SEC says ]]> http://www.complinet.com/global/news/news/article.html?ref=126743 Fri, 20 Nov 2009 12:00:00 +0000 <![CDATA[SEC charges adviser, CCO over Ponzi-like scam]]> http://www.complinet.com/global/news/news/article.html?ref=126745 Fri, 20 Nov 2009 12:00:00 +0000 <![CDATA[House delays regulatory reform till after Thanksgiving]]> http://www.complinet.com/global/news/news/article.html?ref=126756 Fri, 20 Nov 2009 12:00:00 +0000 <![CDATA[Jury acquits Georgia lawyer accused of laundering client's drug money]]> http://www.complinet.com/global/news/news/article.html?ref=126747 Fri, 20 Nov 2009 11:29:45 +0000 <![CDATA[New Jersey financial adviser admits laundering Ponzi proceeds]]> http://www.complinet.com/global/news/news/article.html?ref=126742 Fri, 20 Nov 2009 11:19:52 +0000 <![CDATA[Lazarenko sentenced to eight years in prison ordered to forfeit nearly $23m]]> http://www.complinet.com/global/news/news/article.html?ref=126750 Fri, 20 Nov 2009 11:14:48 +0000 <![CDATA[Treasury wants single risk regulator, not council]]> http://www.complinet.com/global/news/news/article.html?ref=126751 Fri, 20 Nov 2009 11:00:00 +0000 <![CDATA[Draft UK bank law confirms tougher watchdog powers]]> http://www.complinet.com/global/news/news/article.html?ref=126761 Fri, 20 Nov 2009 06:50:53 +0000 <![CDATA[Impact analysis: IOSCO consultation on principles on point of sale disclosure]]> http://www.complinet.com/global/news/news/article.html?ref=126738 Fri, 20 Nov 2009 06:50:00 +0000 <![CDATA[Firms with anti-corruption culture will be treated leniently, says SFO chief]]> http://www.complinet.com/global/news/news/article.html?ref=126741 Fri, 20 Nov 2009 06:47:34 +0000 <![CDATA[Practice note: Potted policy: CP09/26 — Regulatory fees and levies: policy proposals for 2010/11]]> http://www.complinet.com/global/news/news/article.html?ref=126735 Fri, 20 Nov 2009 06:34:10 +0000 <![CDATA[Rights issues: a review of 2009]]> http://www.complinet.com/global/news/news/article.html?ref=126644 Fri, 20 Nov 2009 06:32:12 +0000 <![CDATA[FSA on case of 'flouting' RDR reforms, asset managers and PSD miscreants, says Nicoll]]> http://www.complinet.com/global/news/news/article.html?ref=126740 Fri, 20 Nov 2009 06:31:41 +0000 <![CDATA[Regulators dispute De Larosière ultimatum on binding authority]]> http://www.complinet.com/global/news/news/article.html?ref=126746 Fri, 20 Nov 2009 06:29:02 +0000 <![CDATA[Jurisdiction update: Finland]]> http://www.complinet.com/global/news/news/article.html?ref=126604 Fri, 20 Nov 2009 06:08:34 +0000 <![CDATA[Firms should prepare for 'imminent regulatory changes', warns Wheatley ]]> http://www.complinet.com/global/news/news/article.html?ref=126757 Fri, 20 Nov 2009 01:42:39 +0000 <![CDATA[Time running out for PPS compliance, say lawyers]]> http://www.complinet.com/global/news/news/article.html?ref=126759 Fri, 20 Nov 2009 01:18:50 +0000