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    <title><![CDATA[Complinet UK and European Securities Banking and Commodities]]></title>
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    <description><![CDATA[Complinet UK and European Securities Banking and Commodities RSS feed]]></description>
    <pubDate>Fri, 20 Nov 2009 15:05:08 +0000</pubDate>
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      <title><![CDATA[Draft UK bank law confirms tougher watchdog powers]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126761</link>
      <description><![CDATA[LONDON, Nov 19 (Reuters) - Britain's financial watchdog will have powers to claw back bank bonuses that breach globally agreed rules on remuneration and force hedge funds to provide data, a draft law published on Thursday showed.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:50:53 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Impact analysis: IOSCO consultation on principles on point of sale disclosure]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126738</link>
      <description><![CDATA[The International Organisation of Securities Commissions has published a consultation (PDF) on principles designed to assist markets and market authorities when considering the disclosure of key information in regard to collective investment schemes prior to the point of sale.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:50:00 +0000</pubDate>
    </item>
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      <title><![CDATA[Firms with anti-corruption culture will be treated leniently, says SFO chief]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126741</link>
      <description><![CDATA[Firms that can demonstrate a genuine anti-corruption culture within their organisation will be treated tolerantly by the Serious Fraud Office, according to its director Richard Alderman.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:47:34 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Practice note: Potted policy: CP09/26 — Regulatory fees and levies: policy proposals for 2010/11]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126735</link>
      <description><![CDATA[The Financial Services Authority has published consultation paper 09/26 — Regulatory fees and levies: policy proposals for 2010/11.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:34:10 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Rights issues: a review of 2009]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126644</link>
      <description><![CDATA[Following some significant activity in 2008, 2009 has seen a bumper crop of rights issues transactions flowing through the markets.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:32:12 +0000</pubDate>
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      <title><![CDATA[FSA on case of 'flouting' RDR reforms, asset managers and PSD miscreants, says Nicoll]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126740</link>
      <description><![CDATA[There will be read-across from the Retail Distribution Review to the insurance industry and the regulator will ensure firms do not abuse customers in the run up to the RDR deadline, a conference heard.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:31:41 +0000</pubDate>
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      <title><![CDATA[Regulators dispute De Larosière ultimatum on binding authority]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126746</link>
      <description><![CDATA[Jacques de Larosière told insurers in Frankfurt this week that dispute settlements should be binding under his new regime or its whole point would be missed.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:29:02 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Jurisdiction update: Finland]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126604</link>
      <description><![CDATA[The Securities Market Act of 1989 is the principal legislation that regulates the financial markets in Finland.]]></description>
      <pubDate>Fri, 20 Nov 2009 06:08:34 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[HM Treasury press notice: Government introduces Financial Services Bill]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126729</link>
      <description><![CDATA[The government has today introduced the Financial Services Bill to parliament.]]></description>
      <pubDate>Thu, 19 Nov 2009 08:47:42 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[The FSA's agenda for fighting financial crime — speech by Margaret Cole]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126728</link>
      <description><![CDATA[Margaret Cole, the Financial Services Authority's director of enforcement and financial crime, spoke today at the British Bankers' Association annual Financial Crime Conference.]]></description>
      <pubDate>Thu, 19 Nov 2009 08:44:59 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Antitrust: Commission confirms sending of statement of objections to Standard & Poor's]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126731</link>
      <description><![CDATA[The European Commission can confirm that on November 16, 2009 it sent a statement of objections to Standard & Poor's, a division of McGraw-Hill Companies, Inc.]]></description>
      <pubDate>Thu, 19 Nov 2009 08:27:34 +0000</pubDate>
    </item>
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      <title><![CDATA[FSA's liquidity regime seen as too prescriptive by other EU regulators, CEBS member tells bankers]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126699</link>
      <description><![CDATA[The Financial Services Authority is isolated within the Committee of European Banking Supervisors over important aspects of its new liquidity regime, a CEBS member told bankers.]]></description>
      <pubDate>Thu, 19 Nov 2009 06:56:59 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Shadow pensions minister outlines Conservatives' RDR and pensions concerns]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126695</link>
      <description><![CDATA[Whoever wins the next election has a looming pensioner poverty crisis to tackle which the Retail Distribution Review and pensions auto-enrolment may not fix, according to shadow pensions minister Nigel Waterson MP.]]></description>
      <pubDate>Thu, 19 Nov 2009 06:52:19 +0000</pubDate>
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      <title><![CDATA[New EU finance watchdogs seen muzzled on companies]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126721</link>
      <description><![CDATA[FRANKFURT, Nov 18 (Reuters) - Three new pan European Union financial watchdogs being set up next year are expected to have limited powers when it comes to individual markets and companies, officials said.]]></description>
      <pubDate>Thu, 19 Nov 2009 06:51:20 +0000</pubDate>
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    <item>
      <title><![CDATA[The extradition regime: understanding the risks]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126636</link>
      <description><![CDATA[The extradition of United Kingdom subjects accused of offences overseas has become an emotive and political issue.]]></description>
      <pubDate>Thu, 19 Nov 2009 06:49:05 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[A compliance officer's view of the Asset Management Working Group report]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126649</link>
      <description><![CDATA[On Monday November 9, 2009, the Asset Management Working Group published its inaugural report "Asset management: the UK as a global centre".]]></description>
      <pubDate>Thu, 19 Nov 2009 06:45:52 +0000</pubDate>
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      <title><![CDATA[CEA spearheads attack on read across of new bank capital  to insurers]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126704</link>
      <description><![CDATA[The CEA, the European insurance and reinsurance federation, spearheaded criticism of recent proposals to increase insurers' capital by the Committee of European Insurance and Occupational Pensions Supervisors at the committee's annual conference in Frankfurt.]]></description>
      <pubDate>Thu, 19 Nov 2009 06:29:36 +0000</pubDate>
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      <title><![CDATA[The Bribery Bill: after the Queen's Speech]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126692</link>
      <description><![CDATA[Mounting pressure over the last 11 years for reform of the law relating to bribery and corruption in the UK has resulted in the announcement in the Queen's Speech that the government intends to enact a new Bribery Bill within the next parliamentary session.]]></description>
      <pubDate>Thu, 19 Nov 2009 06:23:25 +0000</pubDate>
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      <title><![CDATA[EU regulators urge US to implement G20 measures]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126722</link>
      <description><![CDATA[FRANKFURT, Nov 17 (Reuters) - European regulators on Tuesday urged the United States and Europe to push through measures agreed by the G20 nations aimed at avoiding future financial crises, saying trans-Atlantic relations were at risk if the effort flagged.]]></description>
      <pubDate>Thu, 19 Nov 2009 06:14:57 +0000</pubDate>
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    <item>
      <title><![CDATA[EU regulators may take speedy action on 'dark pools' ]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126683</link>
      <description><![CDATA[FRANKFURT, Nov 17 (Reuters) - European Union securities regulators will complete their review of 'dark pool' share trading venues by year end and may ask the bloc's executive to take speedy action, a top supervisor said on Tuesday.]]></description>
      <pubDate>Wed, 18 Nov 2009 08:22:09 +0000</pubDate>
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