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    <title><![CDATA[Complinet Insurance including Lloyd's]]></title>
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    <pubDate>Sat, 07 Nov 2009 15:05:08 +0000</pubDate>
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      <title><![CDATA[Arrest made as FSA continues clamp down on share fraud ]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126362</link>
      <description><![CDATA[The Financial Services Authority yesterday took action against two individuals and seven businesses suspected of involvement in boiler room share fraud activity.]]></description>
      <pubDate>Fri, 06 Nov 2009 10:11:53 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[FSA sets out new prudential regime for personal investment firms]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126358</link>
      <description><![CDATA[The Financial Services Authority has today set out its new prudential regime for personal investment firms to ensure that they are better capitalised to withstand any future financial shocks.]]></description>
      <pubDate>Fri, 06 Nov 2009 10:06:37 +0000</pubDate>
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      <title><![CDATA[Kenya aims to 'thrash out' AML bill ]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126368</link>
      <description><![CDATA[Kenya's Parliamentary Committee on Finance has promised to work with the country's banking sector to "thrash out" a new version of a proposed anti-money laundering bill to ensure it passes into law, according to reports.]]></description>
      <pubDate>Fri, 06 Nov 2009 08:06:10 +0000</pubDate>
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      <title><![CDATA[£8m UBS fine sends message about burdens on compliance officers, say lawyers]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126342</link>
      <description><![CDATA[The Financial Services Authority's £8m fine of UBS for systems and controls failures has highlighted the responsibility of compliance officers to make checks as well as issue advice, according to some lawyers.]]></description>
      <pubDate>Fri, 06 Nov 2009 07:19:03 +0000</pubDate>
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      <title><![CDATA[FSA wins its second prosecution for insider dealing: the Uberoi case]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126332</link>
      <description><![CDATA[On November 4, 2009 the Financial Services Authority secured its second victory at Southwark Crown Court in an insider dealing prosecution.]]></description>
      <pubDate>Fri, 06 Nov 2009 06:59:39 +0000</pubDate>
    </item>
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      <title><![CDATA[Solvency II presents insurers opportunities but the hard work starts now, conference hears]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126339</link>
      <description><![CDATA[Solvency II is the most significant regulatory change the European insurance industry has ever witnessed and firms have plenty of work to from now on, a general insurance conference heard.]]></description>
      <pubDate>Fri, 06 Nov 2009 06:49:47 +0000</pubDate>
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      <title><![CDATA[FSA and insurance industry come under the cosh at general insurance conference]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126327</link>
      <description><![CDATA[Neither the Financial Services Authority nor the insurance industry can please all the people all the time as widely differing views expressed at a general insurance conference this week demonstrated.]]></description>
      <pubDate>Fri, 06 Nov 2009 06:48:06 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[FSA and GMAC-RFC — the lessons]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126319</link>
      <description><![CDATA[Given the impact, in human terms, of the mortgage account failings by GMAC-RFC on some of its customers in arrears, one would expect the Financial Services Authority to have taken the strongest possible disciplinary action.]]></description>
      <pubDate>Fri, 06 Nov 2009 06:46:20 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Tricky compliance questions: Mortgage Market Review, inducements, remuneration]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126272</link>
      <description><![CDATA[Tricky compliance questions is a new feature being provided by Complinet.]]></description>
      <pubDate>Fri, 06 Nov 2009 06:24:17 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Liquidity risk — everything you wanted to know but were afraid to ask: part two]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126126</link>
      <description><![CDATA[By throwing the gauntlet down before traditional risk managers, the regulators have demanded that the banks rise to the challenge of actively identifying and remediating risks.]]></description>
      <pubDate>Fri, 06 Nov 2009 06:17:10 +0000</pubDate>
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      <title><![CDATA[FSA suspicious of firms offering enforcement 'sacrifices', warns lawyer]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126340</link>
      <description><![CDATA[The Financial Services Authority is becoming increasingly suspicious of firms who attempt to head off enforcement action by offering it "sacrificial lambs", according to a senior lawyer.]]></description>
      <pubDate>Fri, 06 Nov 2009 06:04:39 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Complinet's i-briefing series: supervision]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126328</link>
      <description><![CDATA[Complinet's i-briefings provide a summary of current key regulatory topics that are under consideration for fundamental regulatory reform or a significant shift in approach in the aftermath of the recent financial crisis.]]></description>
      <pubDate>Fri, 06 Nov 2009 01:59:11 +0000</pubDate>
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      <title><![CDATA[FSA fines UBS £8m for failing to prevent employees carrying out unauthorised transactions with customer money]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126324</link>
      <description><![CDATA[The Financial Services Authority today fined UBS AG £8m for systems and controls failures that enabled four employees to carry out unauthorised transactions involving customer money on at least 39 accounts.]]></description>
      <pubDate>Thu, 05 Nov 2009 08:24:30 +0000</pubDate>
    </item>
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      <title><![CDATA[PEPwatch: Ex-MEP admits money laundering and false accounting]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126334</link>
      <description><![CDATA[A former British member of the European Parliament is facing jail after pleading guilty to charges of money laundering and false accounting.]]></description>
      <pubDate>Thu, 05 Nov 2009 08:04:18 +0000</pubDate>
    </item>
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      <title><![CDATA[Impact analysis: Final report on independent review of British offshore financial centres]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126290</link>
      <description><![CDATA[The UK government has published the final report (PDF) of Michael Foot's review of the opportunities and challenges facing the British crown dependencies (Guernsey, Isle of Man, Jersey) and six overseas territories (Anguilla, Bermuda, British Virgin Islands, Cayman Islands, Gibraltar, Turks and Caicos Islands).]]></description>
      <pubDate>Thu, 05 Nov 2009 07:00:00 +0000</pubDate>
    </item>
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      <title><![CDATA[Zurich warns there is a 'high chance' the EU will change RDR]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126318</link>
      <description><![CDATA[IFAs are looking at the retail distribution review (RDR) for guidance on changes to the adviser landscape, but Zurich’s Matthew Connell has his eye on a more Europe-centric consultation.]]></description>
      <pubDate>Thu, 05 Nov 2009 06:47:17 +0000</pubDate>
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    <item>
      <title><![CDATA[Father and son convicted of insider trading]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126298</link>
      <description><![CDATA[A former Hoare Govett intern and his dentist father who scooped £110,000 profits in illicit share deals were yesterday convicted of insider trading following a Financial Services Authority-led prosecution.]]></description>
      <pubDate>Thu, 05 Nov 2009 06:44:10 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Liquidity risk — everything you wanted to know but were afraid to ask: part one]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126123</link>
      <description><![CDATA[Over the past year, the world has teetered on the brink of an abyss which some hailed as the end of capitalism.]]></description>
      <pubDate>Thu, 05 Nov 2009 06:28:28 +0000</pubDate>
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      <title><![CDATA[Insurers must hold extra Solvency II capital due to climate change, ABI reveals]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126296</link>
      <description><![CDATA[The insurance industry will have to hold more capital under Solvency II because of climate change, new research has revealed.]]></description>
      <pubDate>Thu, 05 Nov 2009 06:06:54 +0000</pubDate>
    </item>
    <item>
      <title><![CDATA[Informer: The Bribery Bill — New legislation will make inaction costly for firms and senior managers]]></title>
      <link>http://www.complinet.com/global/news/news/article.html?ref=126291</link>
      <description><![CDATA[Exclusive analysis from Complinet's Informer magazine for subscribers.]]></description>
      <pubDate>Thu, 05 Nov 2009 06:01:24 +0000</pubDate>
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