http://www.complinet.com Complinet UK and European Securities Banking and Commodities RSS feed en complinet.com http://www.complinet.com/global/news/news/article.html?ref=104592 Today's roundup includes an FSA Final Notice. Mon, 12 May 2008 10:27:22 +0000 http://www.complinet.com/global/news/news/article.html?ref=104587 The Australian Takeovers Panel has moved from a position of extreme vulnerability to one of "business as usual" in the six months since the High Court reaffirmed its jurisdictional validity, according to a lawyer. Mon, 12 May 2008 09:42:32 +0000 http://www.complinet.com/global/news/news/article.html?ref=104443 It has been said that when America sneezes, other parts of the world soon start to catch a cold. Mon, 12 May 2008 08:18:29 +0000 http://www.complinet.com/global/news/news/article.html?ref=104521 Markit, which runs Markit BOAT, the over-the-counter equities pre- and post-trade reporting platform, yesterday launched a service to enable banks to manage and share their compliance, counterparty credit and regulatory documents securely. Fri, 09 May 2008 15:20:23 +0000 http://www.complinet.com/global/news/news/article.html?ref=104510 Andrea Pack, Financial Services Authority head of wholesale and investment bank supervision, has resigned after a decade at the regulator. Fri, 09 May 2008 13:25:31 +0000 http://www.complinet.com/global/news/news/article.html?ref=104498 The Credit Suisse Group has denied reports in the South Korean media that it made improper gains from trading in overseas convertible bonds with local companies. Fri, 09 May 2008 13:25:15 +0000 http://www.complinet.com/global/news/news/article.html?ref=104463 The first unregulated Jersey funds were recently launched. Fri, 09 May 2008 13:23:56 +0000 http://www.complinet.com/global/news/news/article.html?ref=104537 Hong Kong investors have broadly embraced Hong Kong Exchanges and Clearing's plans to allow a wide range of foreign firms to list in the region through depositary receipts. Fri, 09 May 2008 13:17:14 +0000 http://www.complinet.com/global/news/news/article.html?ref=104339 A&L Goodbody's insurance team presents its monthly update on Ireland's banking, insurance and investment sectors. Fri, 09 May 2008 13:01:43 +0000 http://www.complinet.com/global/news/news/article.html?ref=104513 The Financial Services Authority is frustrated at the way in which individuals can turn up at the Financial Services and Markets Tribunal, look wide-eyed, innocent and sympathetic and retain their ability to be financial advisers. Fri, 09 May 2008 11:45:16 +0000 http://www.complinet.com/global/news/news/article.html?ref=104508 Wholesale firms whose customers are all eligible counterparties are unlikely to be touched by the Financial Services Authority's treating customers fairly initiative despite principle six applying to all financial services firms, a recent seminar heard. Fri, 09 May 2008 10:55:38 +0000 http://www.complinet.com/global/news/news/article.html?ref=104550 Today's roundup includes an FSA press release calling on all insurance comparison websites to provide consumers with clear, fair and not misleading information. Fri, 09 May 2008 10:04:53 +0000 http://www.complinet.com/global/news/news/article.html?ref=104506 Today's roundup includes an FSA speech on the future of financial regulation. Thu, 08 May 2008 20:00:00 +0000 http://www.complinet.com/global/news/news/article.html?ref=104475 The Financial Services Authority will put senior managers "through their paces" and regulatory professionals need to ensure that the board takes its compliance responsibilities seriously, the Complinet European Customer Summit heard. Thu, 08 May 2008 17:25:32 +0000 http://www.complinet.com/global/news/news/article.html?ref=104493 The Australian Securities and Investments Commission will work much more closely with the financial services industry following a series of high-profile industry collapses and concerns about the regulation of short-selling and insider trading, sources said. Thu, 08 May 2008 16:27:51 +0000 http://www.complinet.com/global/news/news/article.html?ref=104470 The European Commission has asked the regulators' joint committee that looks at Europe's financial conglomerates for further technical advice, this time in the form of a "stock-take" of member states' practices in relation to conglomerates. Thu, 08 May 2008 14:55:52 +0000 http://www.complinet.com/global/news/news/article.html?ref=104491 Malaysia's Securities Commission has introduced a set of guidelines designed to help bolster the growth of Islamic venture capital in the country. Thu, 08 May 2008 05:56:28 +0000 http://www.complinet.com/global/news/news/article.html?ref=104412 Attempts to reform insurance contract law since the 1950s have been like putting "sticking plaster" over the problem and the Law Commission is now hoping for something more fundamental, according to law commissioner David Hertzell. Wed, 07 May 2008 17:11:34 +0000 http://www.complinet.com/global/news/news/article.html?ref=104411 Liquidity risk has become the number one concern for banks around the world, according to the latest "Banking Banana Skins" report. Wed, 07 May 2008 17:07:37 +0000 http://www.complinet.com/global/news/news/article.html?ref=102063 The Insider Dealing and Market Manipulation (Market Abuse) Law of 2005, Law N. Wed, 07 May 2008 15:26:28 +0000