<![CDATA[Complinet Complete North America]]> http://www.complinet.com Sat, 07 Nov 2009 15:05:09 +0000 complinet.com Zend_Feed en http://blogs.law.harvard.edu/tech/rss <![CDATA[Ketchum says FINRA is ready for a fiduciary standard ]]> http://www.complinet.com/global/news/news/article.html?ref=126335 Fri, 06 Nov 2009 13:00:00 +0000 <![CDATA[Feds bust 14 Wall Streeters over insider trading]]> http://www.complinet.com/global/news/news/article.html?ref=126352 Fri, 06 Nov 2009 12:40:00 +0000 <![CDATA[Informer: Views across the Citi]]> http://www.complinet.com/global/news/news/article.html?ref=126325 Fri, 06 Nov 2009 12:35:45 +0000 <![CDATA[FATF report on the securities sector a valuable resource]]> http://www.complinet.com/global/news/news/article.html?ref=126295 Fri, 06 Nov 2009 12:10:57 +0000 <![CDATA[Senate bill addressing beneficial ownership yields spirited hearing]]> http://www.complinet.com/global/news/news/article.html?ref=126344 Fri, 06 Nov 2009 11:27:11 +0000 <![CDATA[Suspected St Louis fraudster sent structured money orders to the Middle East, prosecutors say]]> http://www.complinet.com/global/news/news/article.html?ref=126346 Fri, 06 Nov 2009 11:25:59 +0000 <![CDATA[OFAC targets Malaysia-based subsidiary of Iran's Bank Mellat]]> http://www.complinet.com/global/news/news/article.html?ref=126337 Fri, 06 Nov 2009 11:24:45 +0000 <![CDATA[US whistleblowers: financial incentives are on deck ]]> http://www.complinet.com/global/news/news/article.html?ref=126203 Thu, 05 Nov 2009 12:31:46 +0000 <![CDATA[House votes to immediately implement the rest of the Credit CARD Act]]> http://www.complinet.com/global/news/news/article.html?ref=126309 Thu, 05 Nov 2009 12:20:00 +0000 <![CDATA[Analyzing the pros and cons of a ban on mandatory arbitration clauses in the securities industry ]]> http://www.complinet.com/global/news/news/article.html?ref=125910 Thu, 05 Nov 2009 12:08:52 +0000 <![CDATA[FINRA bars investment banker for insider trading ]]> http://www.complinet.com/global/news/news/article.html?ref=126307 Thu, 05 Nov 2009 12:00:00 +0000 <![CDATA[House committee passes fiduciary duty, FINRA oversight over dual-registrant IAs]]> http://www.complinet.com/global/news/news/article.html?ref=126310 Thu, 05 Nov 2009 12:00:00 +0000 <![CDATA[SEC charges firm, executives over bribe scheme to get muni bond, swap deals]]> http://www.complinet.com/global/news/news/article.html?ref=126308 Thu, 05 Nov 2009 11:50:00 +0000 <![CDATA[Judge throws book at Ponzi schemer who enjoyed an 'orgy of self-indulgence']]> http://www.complinet.com/global/news/news/article.html?ref=126297 Thu, 05 Nov 2009 11:28:56 +0000 <![CDATA[Mexican kingpin gets just deserts]]> http://www.complinet.com/global/news/news/article.html?ref=126300 Thu, 05 Nov 2009 11:28:17 +0000 <![CDATA[British Virgin Islands' new bearer share regime]]> http://www.complinet.com/global/news/news/article.html?ref=126159 Wed, 04 Nov 2009 12:44:04 +0000 <![CDATA[Impact analysis: proposed Federal Reserve supervisory guidance on incentive compensation ]]> http://www.complinet.com/global/news/news/article.html?ref=126252 Wed, 04 Nov 2009 12:30:21 +0000 <![CDATA[Complinet US summit: what will the Fed do?]]> http://www.complinet.com/global/news/news/article.html?ref=126262 Wed, 04 Nov 2009 12:00:00 +0000 <![CDATA[Frank tells bank regulators to ease up ]]> http://www.complinet.com/global/news/news/article.html?ref=126261 Wed, 04 Nov 2009 12:00:00 +0000 <![CDATA[OFAC removes three 'former terrorist supporters' from blacklist pursuant to UN review process]]> http://www.complinet.com/global/news/news/article.html?ref=126253 Wed, 04 Nov 2009 11:29:15 +0000