<![CDATA[Complinet Complete North America]]> http://www.complinet.com Fri, 20 Nov 2009 15:05:10 +0000 complinet.com Zend_Feed en http://blogs.law.harvard.edu/tech/rss <![CDATA[If Dodd's bill stalls, what's next for regulatory reform? ]]> http://www.complinet.com/global/news/news/article.html?ref=126749 Fri, 20 Nov 2009 12:30:00 +0000 <![CDATA[SEC to improve selection process for adviser exams]]> http://www.complinet.com/global/news/news/article.html?ref=126748 Fri, 20 Nov 2009 12:20:00 +0000 <![CDATA[SIFMA C&L conference: SEC and FINRA enforcement changes]]> http://www.complinet.com/global/news/news/article.html?ref=126771 Fri, 20 Nov 2009 12:13:22 +0000 <![CDATA[Lie down with dogs, wake up with fleas, SEC says ]]> http://www.complinet.com/global/news/news/article.html?ref=126743 Fri, 20 Nov 2009 12:00:00 +0000 <![CDATA[SEC charges adviser, CCO over Ponzi-like scam]]> http://www.complinet.com/global/news/news/article.html?ref=126745 Fri, 20 Nov 2009 12:00:00 +0000 <![CDATA[House delays regulatory reform till after Thanksgiving]]> http://www.complinet.com/global/news/news/article.html?ref=126756 Fri, 20 Nov 2009 12:00:00 +0000 <![CDATA[Jury acquits Georgia lawyer accused of laundering client's drug money]]> http://www.complinet.com/global/news/news/article.html?ref=126747 Fri, 20 Nov 2009 11:29:45 +0000 <![CDATA[New Jersey financial adviser admits laundering Ponzi proceeds]]> http://www.complinet.com/global/news/news/article.html?ref=126742 Fri, 20 Nov 2009 11:19:52 +0000 <![CDATA[Lazarenko sentenced to eight years in prison ordered to forfeit nearly $23m]]> http://www.complinet.com/global/news/news/article.html?ref=126750 Fri, 20 Nov 2009 11:14:48 +0000 <![CDATA[Treasury wants single risk regulator, not council]]> http://www.complinet.com/global/news/news/article.html?ref=126751 Fri, 20 Nov 2009 11:00:00 +0000 <![CDATA[FINRA fines MetLife over email, OBA supervision]]> http://www.complinet.com/global/news/news/article.html?ref=126702 Thu, 19 Nov 2009 12:30:00 +0000 <![CDATA[Frank panel votes to require skin in the game, shrink healthy firms to cut risk]]> http://www.complinet.com/global/news/news/article.html?ref=126712 Thu, 19 Nov 2009 12:10:00 +0000 <![CDATA[Wells Fargo, state securities regulators settle over ARSs]]> http://www.complinet.com/global/news/news/article.html?ref=126713 Thu, 19 Nov 2009 12:00:00 +0000 <![CDATA[Experts say multinational systemic regulation is too cumbersome to work ]]> http://www.complinet.com/global/news/news/article.html?ref=126714 Thu, 19 Nov 2009 12:00:00 +0000 <![CDATA[National Instrument 31-103 registration requirements and exemptions: what it means for Canadian advisers, brokers and dealers]]> http://www.complinet.com/global/news/news/article.html?ref=126524 Thu, 19 Nov 2009 11:51:22 +0000 <![CDATA[Success of UBS settlement likely to prompt DoJ and IRS to target other banks]]> http://www.complinet.com/global/news/news/article.html?ref=126701 Thu, 19 Nov 2009 11:27:23 +0000 <![CDATA[Missouri title company owners face bank fraud and money laundering charges]]> http://www.complinet.com/global/news/news/article.html?ref=126705 Thu, 19 Nov 2009 11:25:57 +0000 <![CDATA[DoJ official warns firms about the potential consequences of FCPA transgressions]]> http://www.complinet.com/global/news/news/article.html?ref=126700 Thu, 19 Nov 2009 11:02:14 +0000 <![CDATA[Another state targets internet payday lenders, collectors]]> http://www.complinet.com/global/news/news/article.html?ref=126703 Thu, 19 Nov 2009 11:00:00 +0000 <![CDATA[SEC to focus anti-fraud efforts through new task force]]> http://www.complinet.com/global/news/news/article.html?ref=126657 Wed, 18 Nov 2009 13:00:00 +0000