Location: Qatar Financial Centre Legislation > QFCRA Rules > Conduct of Business Rulebook (COND) > COND Schedule 3 Content of periodic statements > COND Part S3.1 Periodic statements — general content requirements

COND Part S3.1 Periodic statements — general content requirements

COND S3.1 Contents and value
The following information as at the end of the period covered by the periodic statement:

(a) the number, description and value of each relevant investment held;

(b) the amount of cash held;

(c) the total value of the customer's portfolio.

Derived from QFCRA RM/2007-01 (as from 1st July 2007).

COND S3.2 Basis of valuation
(1) A statement of the basis on which the value of each relevant investment has been calculated and, if applicable, a statement that the basis for valuing a particular relevant investment has changed since the last periodic statement.

(2) If a relevant investment is shown in a currency other than the usual currency used for valuation of the customer's portfolio, the relevant exchange rates must also be shown.

Derived from QFCRA RM/2007-01 (as from 1st July 2007).

COND S3.3 Confirmations
If the authorised firm relies on COND rule 4.4.5(1)(a) or (c) (Confirmation notes — provision requirement exemption) during the period covered by the periodic statement, the information required to be included in the periodic statement by COND rule 4.4.5(2).

Derived from QFCRA RM/2007-01 (as from 1st July 2007).