Head of Compliance (1983222)

My client is one of the leading wealth management firms in the UK market. They are looking for a Head of Compliance with Private Banking Experience.

Main duties of the role will include:

· CF10 and CF11 registered at some point in career is essential

• To ensure the effective management of regulatory risks and manage with the support of the Group Head of Compliance the regulatory relationships.

· To ensure that the compliance reporting through the Executive Management, Boards and group structure is effective in informing them of key themes, status of issues and regulatory risks, as well as delivering reports to key stakeholders such as Audit and Risk Committee. To provide reports and MI to the board as requested.

· To work with the MLRO in developing and implementing AML policies and procedures and monitoring their effectiveness.

· To manage key regulatory projects and initiatives with the Group Head of Compliance.

Candidates meeting the following criteria are welcomed to apply:

• Ability to formulate and implement compliance strategy
• Excellent organisational, written and verbal communication skills
• Experience of people management including personal development and objective setting
• Detailed understanding of the regulatory framework

If you would like to apply for this role or find out more, please apply online or contact Alex Hardy at Robert Walters on 0207 509 8781 or alex.hardy@robertwalters.com quoting the Job Reference 1983222

Job presented by