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Global Markets Compliance Adviser

My client is a leading global Investment Bank providing a wide range of products and services to corporate, government and institutional clients.

A recent restructure within the Global Markets Advisory Team has created an excellent opportunity for an advisory professional with c 3 years experience to join this well regarded team. The successful incumbent will advise the Fixed Income and Fixed Income Derivatives business and work alongside the business on high profile projects to ensure that the regulatory demands of those projects are met.

Main responsibilites:

  • To assist line management in resolving compliance problems which arise in the agreed business units.
  • Provide compliance input and to the Global Markets Due Diligence process and to respond within agreed timescales.
  • To provide training to business areas in procedures and practices necessary to achieve compliance.
  • To provide compliance support and expertise to other business units within GM when required to do so (e.g. deputise during absence of other Compliance staff).
  • To liaise with auditors in relation to compliance matters.

Preferred experience:

  • c3 years' Sales and Trading compliance experience
  • Knowledge of Futures exchange/Clearing House rules and procedures
  • Ambition to enhance compliance knowledge and skills in a rapidly changing and dynamic Markets environment.
  • Good report writing skills.
  • Graduate preferred
  • Knowledge of FSA and European rules in relation to trading.

For more information on this role and house please send a CV to cbrowne@jmagill.com or contact Catriona Browne directly on 0207 614 7691.

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