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Responsibilities:

• Understanding, interpreting and implementing regulatory issues & FSA rules across the business
• Plan and execute internal regulatory audits across the business
• Identify potential regulatory risks, determining their likelihood and consequences for the business
• Produce and maintain procedures for monitoring compliance
• Advise departments on practical implementation of procedures and key controls
• Deliver findings and recommendations to key stakeholders across the business
• Assist with staff compliance training where necessary
• Prepare summary papers to advise the Directors of legal/regulatory changes

Skills and Experience:

• Extensive Compliance experience within Financial Services Industry, preferably Premium Finance
• Knowledge of FSA Handbook and other key regulations
• Ability to build relationships with key stakeholders
• Exceptional influencing skills
• Verbal and written communication skills
• Experience of working with Oracle
• Analytical
• Initiative
• PC literate
• Educated to degree level (ideally Legal)

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