Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/11118c£50,000 + benefits | Location: London | Sector: Compliance & Regulation | Published: March 18th 2010 | <p><span style="text-decoration: underline;"><span style="mso-bidi-font-size: 11.0pt;"><strong>Responsibilities:</strong></span></span></p> <ul> <li><span style="mso-bidi-font-size: 11.0pt;">Understanding, interpreting and implementing regulatory issues & FSA rules across the business</span></li> <li><span style="mso-bidi-font-size: 11.0pt;"></span><span style="mso-bidi-font-size: 11.0pt;">Plan and execute internal regulatory audits across the business </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Identify potential regulatory risks, determining their likelihood and consequences for the business </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Produce and maintain procedures for monitoring compliance </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Advise departments on practical implementation of procedures and key controls</span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN; mso-ansi-language: EN-US;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Deliver findings and recommendations to key stakeholders across the business </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN; mso-ansi-language: EN-US;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Assist with staff compliance training where necessary </span><span style="mso-bidi-font-size: 12.0pt; mso-fareast-font-family: SimSun; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Prepare summary papers to advise the Directors of legal/regulatory changes</span><span style="mso-fareast-font-family: SimSun; mso-fareast-language: ZH-CN;"></span></li> </ul> <p><span style="mso-bidi-font-size: 11.0pt; mso-fareast-font-family: SimSun; mso-fareast-language: ZH-CN;"></span></p> <p><span style="text-decoration: underline;"><span style="mso-bidi-font-size: 11.0pt;"><strong>Skills and Experience:</strong></span></span><span style="text-decoration: underline;"><span style="mso-bidi-font-size: 11.0pt; mso-fareast-font-family: SimSun; mso-fareast-language: ZH-CN;"></span></span></p> <p><span style="mso-bidi-font-size: 11.0pt; mso-fareast-font-family: SimSun; mso-fareast-language: ZH-CN;"></span></p> <ul> <li><span style="mso-bidi-font-size: 11.0pt;">Extensive Compliance experience within Financial Services Industry, preferably Premium Finance </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Knowledge of FSA Handbook and other key regulations </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Ability to build relationships with key stakeholders </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Exceptional influencing skills</span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Verbal and written communication skills</span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Experience of working with Oracle </span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial; mso-fareast-language: ZH-CN; mso-ansi-language: EN-US;"></span></li> <li><span style="mso-bidi-font-size: 11.0pt;">Analytical</span></li> <li><span style="mso-bidi-font-size: 11.0pt;"></span><span style="mso-bidi-font-size: 11.0pt;">Initiative</span></li> <li><span style="mso-bidi-font-size: 11.0pt;"></span><span style="mso-bidi-font-size: 11.0pt;">PC literate</span></li> <li><span style="mso-bidi-font-size: 11.0pt;"></span><span style="mso-bidi-font-size: 11.0pt;">Educated to degree level (ideally Legal)</span><span style="mso-bidi-font-size: 11.0pt; mso-bidi-font-family: Arial;"></span></li> </ul>