Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobSenior Compliance Manager http://www.complinet.com/recruitmentjobs/job/details/id/1112055000 - 65000 Annually | Location: London | Sector: Compliance & RegulationSecurities & Wholesale BankingInvestment Banking/StockbrokingRetail Banking | Published: March 12th 2010 | THE COMPANY: Our client is a full service bank providing retail, private and corporate services as well as investment banking services in the UK and Europe. They offer a wide range of products and financial services to corporate and retail customers in the areas of investment banking, Retail and Private Banking. THE RESPONSIBILITIES: <ul> <li>Work closely with the Head of Compliance to co-ordinate various compliance issues as to ensure that the businesses operate in accordance with the Bank's policies and procedures, and local regulatory requirements</li> <li>Develop and implement relevant and appropriate monitoring activity in the businesses</li> <li>To respond promptly to information requests from the FSA, Lending Standards Board, other regulatory authorities and Senior Management</li> <li>To help provide guidance to businesses on procedures and processes necessary to ensure, and demonstrate, compliance with the Bank's policies</li> <li>Help ensure that businesses have adequate controls, procedures, systems, training and other arrangements (preventative and detective) to enable them to deal appropriately, and on a timely basis, with applicable requirements on compliance</li> <li>Support the development of compliant, flexible and robust systems, procedures and controls within the businesses to meet compliance objectives and improve the businesses' performance in these areas</li> <li>To manage the Compliance department in the absence of the Head of Compliance </li> <li>To facilitate effective and constructive sharing of knowledge and experience of compliance issues and to effectively engage with other parts of the firm'sGroup</li> <li>Ensure that relevant and reliable management information on these compliance issues is delivered to senior management on a timely basis in order to enable effective action to be taken where necessary. </li> </ul> EXPERIENCE REQUIRED: <ul> <li>Wide-ranging compliance experience in a retail or private/investment banking financial services environment.</li> <li>Good understanding of current and anticipated UK requirements and supervisory expectations</li> <li>Educated to Graduate level or relevant industry qualifications</li> </ul> For further information, please contact Hannah Tabatabai COMPL 3741