Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/11273Dependant on Experience | Location: City of London | Sector: Compliance & Regulation | Published: March 24th 2010 | <p>My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Manager Room to run the Control Room in London. Reporting directly to the Head of Compliance, key duties and responsibilities of the role are as follows; <br/> <br/>*Develop a comprehensive set of Control Room processes and controls so all transactions and potential conflicts are appropriately managed. <br/>*Implement a consistent framework for activity across all jurisdictions in conjunction with global compliance teams. <br/>*Monitor and advise on watch lists, insider lists, personal account dealing transactions and outside business interests. <br/>*Responsible for management of employee compliance and Control Room staff. <br/>*Be accountable for managing the oversight of the businesses daily submissions to the share aggregation system. <br/>*Provide technical advice in respect of LSE rules, regulatory policy and listed products and instruments. <br/>*In depth practical knowledge of FSA and global regulatory rules and regulations, including the practical application of such rules. <br/>*In depth knowledge of the panel on takeovers and mergers rules. <br/>*A detailed understanding of large shareholding reporting. <br/>*Ad hoc projects as directed by the Head of Compliance. <br/> <br/>Ideally you will be of graduate calibre and have at least five years compliance experience gained within the investment banking sector. It is also envisaged you will have a deep knowledge of the UK and global regulatory environment combined with practical experience of running a Control Room within a investment bank. Lastly, it is desirable that you are a good communicator and able to provide clear concise information in a fast paced environment. <br/> <br/>Please contact Clem Cull on 0207 065 1224</p>