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We are recruiting for a leading International Fund Management firm looking for a Compliance Manager. Mainly based in their Surrey office, duties will include:

• Advising on regulatory issues relating to the distribution of third party funds and life & pension products (insurance bonds and personal pensions).
• Advising on regulatory issues relating to the development and maintenance of adviser and client facing planning tools
• Representing the Compliance department on business committees and steering groups
• Approval of financial promotions and other client communications
• Carrying out compliance assessments and monitoring of processes and controls within the Funds business, and implementing effective regulatory risk control
• Represent the Compliance team in platform-related projects

You should have good knowledge of mutual funds and life & pension products, and also an understanding of a MIFiD Retail platform (non-advisory) and regulations around

Please call Chris Clarke on 020 7330 6963 for a confidential no obligation chat about this position or send your details to him as below.

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

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