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THE COMPANY:

Our client is an Asset Manager with funds under management in excess of £20 billion. Offering a variety of asset classes they are a well known market name.

THE RESPONSIBILITIES:

• Primary contact between Compliance and Marketing departments with regards to financial Promotions and other client communications
• Review and approval of Financial Promotions issued
• Ensure Financial Promotions are clear, fair and not misleading and meet all regulatory requirements in particular, US, Europe and UK
• Ensure turn around times for approvals are met
• Raise and resolve any concerns created by the Financial Promotions before approving
• Understand target audience and distribution channel of client communication
• Department administration - maintenance of FP log, quarterly reporting to/meetings with Marketing

EXPERIENCE REQUIRED:

• Financial Promotions experience
• Asset Management compliance experience.
• Knowledge of UCITS/OEIC's/Unit Trusts desirable

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