Policy and Guidance Consultant

A leading UK wealth manager has an exciting new opportunity for a Policy and Guidance Consultant. Reporting to the Head of Compliance, the job holder will be required to provide regulatory advice and guidance to the business on the FSA's Handbook of rules and other legislation/regulation as required.

The main purpose of the role will be to ensure adequate processes and controls are in place to facilitate the identification and communication of key regulatory issues and/or changes to Senior Management. You will assist with the preparation and distribution of the quarterly compliance report and ensure that policies are in line with TCF principles. Other duties will be to identify and support key regulatory developments at both an FSA and EU level (such as MiFID) and providing regulatory sign-off of financial promotions.

This is a varied position and the job holder will work closely with key stakeholders in the business. Due to the advisory nature of the role applicants must have excellent communication skills and the ability to balance commercial considerations with regulatory requirements. Ideally you will have a product provider and/or distributor background and be FPC qualified or equivalent. On offer is an involving compliance career in a reputable wealth manager with an enviable reputation on the market place.

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