Compliance Analyst
- Salaryup to £35,000
- LocationLondon,
- SectorCompliance & Regulation, Fund/Asset Management
- ReferenceCompl3763
- PublishedMarch 11th 2010
The Company
My Client is a City based Asset Management firm with over £5 billion FUM. They are looking for a Compliance Analyst to join their team and to perform the following:
Purposes of Role
Execute the risk based monitoring programme and contribute to its development
Work closely with IT to develop exception based reporting solutions
Analysis of breach and error reports to confirm appropriate action has been taken
Work pro-actively with the business to resolve issues
Maintain, produce and develop management information including those relating to Treating Customers Fairly
Maintain compliance records
Maintain and review training records and liaise with staff, management and finance regarding training requirements and provision
To provide cover as necessary
For further information, please contact Spencer Evans on spencer.evans@complianceprofessionals.co.uk quoting ref Compl3736
