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Compliance Administrator/Analyst

The Company

My Client is a West End based Hedge fund manager with net assets of over $5billion. They are looking for a Compliance Administrator/Analyst to join their team.

Purposes of Role

  • Maintenance and enhancement of electronic and paper filing system as well as photocopying, faxing, scanning
  • Completion of personal expense reports for team members
  • Organisation of all travel arrangements
  • Preparation and presentation of ad hoc reports/spreadsheets relevant to the team
  • Preparation of internal/external correspondence – maintenance of contacts database of the team
  • Coordination of meetings and scheduling appointments
  • Liaison with staff globally, external service providers, and others as required
  • Performance of PA duties and administrative tasks as required
  • Maintenance of holiday and absence calendar
  • Submission of reports and applications for registration to FSA
  • Maintenance of personal account dealing records in line with regulatory requirements (FSA and SEC)
  • Compilation of board reports, including compliance reviews
  • Execution of compliance surveillance
  • Carrying out compliance project work as directed

For further information, please contact Spencer Evans on spencer.evans@complianceprofessionals.co.uk quoting ref Compl3789

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