Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobAdvisory Compliance – Equities & Corporate/Project Finance Knowledge Neededhttp://www.complinet.com/recruitmentjobs/job/details/id/11438£100K - £120K + Bonus & Bens | Location: London | Sector: Compliance & RegulationSecurities & Wholesale BankingInvestment Banking/Stockbroking | Published: February 25th 2010 | Our Client, a leading International Investment Bank, seeks a senior compliance officer for a newly created group advisory role. Reporting to the Head of Compliance, you will have responsibility for providing technical compliance support and guidance across a number of business areas including Equities, Investment Banking & UK take over panel activities. Duties will include; • Providing effective compliance advice to fellow compliance officers and business management on best practice, regulatory requirements, internal procedures and directives. • Working with other compliance officers in dealing with inquiries from Regulators or Exchanges & where appropriate, to coordinate responses to issues raised by the FSA, exchanges or multilateral trading facilities • Regularly reviewing general policies and procedures to ensure that they are up to date, adequate and sufficiently detailed. • Proactively identifying future new laws, regulations and best market practices that will impact on current policies and procedures, ensuring that these are communicated to the appropriate team members • To work with the Central Compliance team to ensure that high level conflicts have been appropriately managed in accordance with internal procedures, and to raise any specific issues for discussion with the Control room and/or business lines • Providing regular compliance reports & management information The successful candidate will need to have sound experience of equities broking, as well as corporate finance and other financing e.g. project & structured finance and a proven track record of dealing at high levels with the regulator and senior management. While any knowledge of takeover panel and corporate financing would be advantageous, as important will be your excellent relationship building skills and your ability to influence your peers and drive through change and improvement. If this opportunity sounds like the next challenge for you and you believe that you have the technical regulatory knowledge and strength of character to make the role your own, then please contact Paul Stanczyk on 020 7330 6964 for a confidential no obligation chat or send your details to him as below. Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.