Monitoring Officer including T&C

Monitoring Officer to support the Compliance department for a growing Insurance company.

Responsible for:

• Monitoring reviews in line with the monitoring plan.
• Undertake appropriate assurance around financial promotions in the business and of Training & Competence.
• Compile terms of reference, undertake fieldwork and produce clear, accurate and concise monitoring reviews.
• Work with business stakeholders to secure buy-in to monitoring recommendations
• Create regular and ad-hoc reporting to be provided to senior business stakeholders.

You will need:

• Experience of working within an FSA-regulated environment.
• Knowledge of the FSA Handbook
• Financial Promotions and regulatory frameworks
• Experience in a monitoring, auditing or QA capacity.
• Strong communication skills with the ability to influence at a senior level.

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