Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobControl room Manager/Senior Manager requiredhttp://www.complinet.com/recruitmentjobs/job/details/id/11449£45,000 - £80,000 Base | Location: London | Sector: Compliance & RegulationLegalOther | Published: February 25th 2010 | Our client a Global FTSE 100 organisation requires talented individuals with previous control room experience to join their control room within their Corporate Markets division. The purpose of the role is: Manage the Control Room (from a manager and senior manager of standpoint) to ensure that appropriate controls are in place in relation to confidential information flows within Corporate Markets (Insider Dealing, Conflicts of Interest, Watch/Restricted/Grey lists, Non-disclosure agreements, Chinese walls and any other applicable requirements) • Ensure that Investment Research and Takeover Panel requirements are understood within the business and that processes and controls are in place to meet those requirements. • Ensure that appropriate advice and guidance is provided to the business to ensure that processes and controls are in place in relation to confidential information flows. • Ensure that effective monitoring and control systems are in place in order that all compliance related issues are readily identified and remedial actions implemented in order to minimise risk. • Ensure that appropriate advice, guidance, direction and interpretation is provided to the business with regards to Control Room issues. • Develop relationships at a senior level across the designated areas of the business. • Define and implement a proactive compliance training programme to ensure that staff are aware of their respective responsibilities in relation to control room requirements. • Manage, motivate, develop and appraise direct reports to ensure that their performance meets the present and future needs of the business. • Provide support to Senior Management in the interpretation of regulatory changes and their likely impact on Control Room processes, procedures, controls and products. • When required initiate/manage compliance related projects ensuring these are delivered on time and to specification.