Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/11455£80,000 - £110,000 Banking benefits | Location: London | Sector: Securities & Wholesale BankingInvestment Banking/Stockbroking | Published: February 25th 2010 | <p>Our client is a highly successful and growing Investment Bank. Due to continued growth globally, they are looking for a Compliance Manager to join the Compliance team, based in London. This team supports the Division in ensuring that it fulfils its legal and regulatory obligations and avoids reputational damage, with a focus on supporting activities in Europe, the Middle East and Africa.</p> <p>This position offers an excellent opportunity to apply your compliance experience in a dynamic, commercial and fast-paced environment.</p> <p>In this role, your key responsibilities include:</p> <ul> <li>Provide advice to the business</li> <li>Conflicts checking, and procedures for managing conflicts of interest </li> <li>Undertaking monitoring to ensure compliance with policies and procedures and regulatory requirements and assisting to resolve issues identified</li> <li>Incident and breach reporting</li> <li>The development, implementation and updating of divisional policies, procedures and systems</li> <li>Assisting with regulatory liaison, applications, investigations and inquiries involving the business</li> <li>Assisting with compliance reporting to senior management and the central compliance team</li> <li>Development, delivery and monitoring of compliance training </li> <li>Monitoring changes in applicable regulations, rules and regulatory interpretations to ensure ongoing compliance by and minimisation of regulatory risk for the business</li> <li>Providing compliance input into joint venture arrangements, principal investment acquisitions and new business activities</li> </ul> <p>To be successful, you will:</p> <ul> <li>have gained at least 5 years experience in an investment banking, legal or regulatory environment, preferably with experience in financial services compliance</li> <li>posses a working knowledge of United Kingdom capital markets and financial services laws, regulatory environment and products, and preferably some experience of European, Middle East or African requirements</li> <li>have an interest in having greater involvement with the business </li> <li>possess the ability to work independently, determine priorities and meet deadlines </li> <li>have strong interpersonal skills, initiative and a good eye for detail</li> <li>have strong written and verbal communication skills</li> <li>have the ability to take a pragmatic, commercial approach to compliance whilst achieving desired outcomes</li> </ul> <p>Interested applicants should contact either Samantha Harrison or Annabel Roberts on 020 7969 2710 for an initial discussion or alternatively email their CV to enquiries@harrisonandroberts.co.uk</p> <p> </p>