Trade Surveillance Analysts
- Salary£40k - £55k Annually
- LocationLondon,
- SectorCompliance & Regulation, Securities & Wholesale Banking, Fund/Asset Management, Investment Banking/Stockbroking, Internal Audit
- ReferenceMPCO13096047
- PublishedFebruary 26th 2010
Global Investment Bank seeks Trade Surveillance Analysts to join expanding London Compliance team.
Role description• Assist in establishing and maintaining a risk-based electronic trade surveillance monitoring programme, covering monitoring of relevant regulatory and exchange requirements.
• Investigate any issues and advise compliance officers and the business as required.
• Thematic reviews across variety of desks.
• Provide support on the implementation of the Pan-European trade surveillance monitoring system.
• Maintaining a detailed working knowledge of the FSA rules and regulations and EU rules when necessary.
• Attendance at relevant industry and trade association seminars.
• Proven track record of working in surveillance, monitoring or audit.
• Strong communication skills, written and verbal.
• Excellent team player.
Our Client is a Global Investment Bank.
What's on offerSalary + Discretionary Bonus + Benefits.
Michael Page ContactFor further info, apply to elizabethslaughter@uk.michaelpage.com or phone on 0207 645 1460. Job Ref: 13096047
Your application will be sent to Elizabeth Slaughter.
