Clear all search filters

One of the most established and Globally recognised Financial Services Company's have an exciting opportunity for a Senior Compliance Advisor to join their London based team.

The Role
The main purpose of this role is to maintain and develop compliance standards through the provision of compliant advice and guidance and regulatory monitoring of investment activities. The main duties of the role are to:
Actively contribute to development of compliance policy and standards.
Follows controls standards set for Compliance Advice with limited oversight or guidance from senior colleagues
Develop and maintain effective relationships and liaise with internal and external customer including 3rd parties and other business units
Keep up to date with changes in regulation which are relevant to the role

The Benefits
The successful candidate will have Broad knowledge of legislative and regulatory frameworks, FSA regulations including COLL, CASS, COBS and SYSC and Asset management experience to include fund accounting valuation and pricing and investment management processes and controls and the Investment Management Certificate or an equivalent qualification is advantageous. This is an excellent opportunity for the right candidates to join a well established organisation in an interesting and varied role with excellent career progression and company benefits.

FSAI1003-9 - Senior Compliance Advisor is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include employee benefits, compliance, pensions, group risk, paraplanners, sales support, T&C etc. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest

Job presented by