Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobCompliance Advisory Manager - Wealth Managementhttp://www.complinet.com/recruitmentjobs/job/details/id/1155265000 - 85000 Annually | Location: City of London | Sector: Compliance & Regulation | Published: April 12th 2010 | Our client is a leading Wealth Management firm with a strong global presence. Due to expansion they are seeking a Compliance AVP to join their Advisory team in London. Key responsibilities and duties of the role are as follows; <ul> <li>Provide front line compliance advisory support to the UK and global businesses.</li> <li>Ensure that prompt and timely advice is provided to the businesses. </li> <li>Resolve compliance advisory issues from the business in conjunction with other compliance colleagues. </li> <li>Review and ensure that global controls are fit for purpose and address current and future regulatory requirements. </li> <li>Ensure that an appropriate level of compliance monitoring is undertaken in respect of the core risks of the business. </li> <li>Carry out risk based reviews with the monitoring team, helping the business devise and close out on corrective action plans.</li> <li>Work with the product compliance team on new product sign off, ensuring that the business is fully briefed on the compliance implications of all new launches. </li> <li>Represent the compliance advisory function at business and project management meetings.</li> <li>Ensure compliance concerns are flagged to the business and all actions are followed through to completion.</li> <li>Participate in all regulatory projects that have a business impact, ensuring that changes are appropriately landed in the business e.g. TCF and RDR. </li> <li>Deliver new joiner induction training for all staff as well as delivering refresher training to all existing staff.</li> <li>Ad hoc projects as directed by management.</li> </ul> Ideally you be of graduate calibre and have at least three years private banking or asset management experience. It is also envisaged that you will have a deep knowledge of the UK regulatory requirements combined with a in depth knowledge of banking products. Lastly, it is desirable that you are a strong team player and able to communicate effectively at all levels Please contact Clem Cull on 0207 065 1224 for further information.