Cash Equities Compliance Manager
- Salary£80,000 to £100,000 Plus bonus and benefits
- LocationLondon, London
- SectorCompliance & Regulation, Securities & Wholesale Banking, Investment Banking/Stockbroking
- ReferenceTop Tier Global Investment Bank
- PublishedMarch 4th 2010
Our Client, a leading Global Banking Group is looking to recruit an experienced cash equities Compliance Manager to join the Global Markets team.
To advise on aspects of Global Markets Equities businesses in order that line management can ensure that the business is conducted in accordance with all applicable laws, rules, regulations and codes of practice.
Global Markets Compliance - Equities provides compliance coverage to Cash Equities Sales and Trading, Convertible Bonds, Execution Services, Equity Capital Markets, Equity Finance, Equity Derivatives and Gilts.
This role will primarily focus on the compliance requirements of Cash Equities Sales and Trading and Equity Capital Markets Syndicate but cross desk coverage is needed.
To work with the business on high profile projects to ensure that the regulatory demands of those projects are met.
Interested applicants should contact Annabel Roberts or Samantha harrison on 020 7969 2710 or email enquiries@harrisonandroberts.co.uk
