Prime Brokerage Compliance Officer
- Salary£80,000 to £100,000 Plus bonus & benefits
- LocationLondon, London
- SectorCompliance & Regulation, Securities & Wholesale Banking, Investment Banking/Stockbroking
- ReferenceTop Tier Global Banking Group
- PublishedAugust 3rd 2010
A fantastic opportunity has arisen for an equities and prime brokerage specialist to join the Global Markets business of a Top Tier Global Banking Group.
To advise on and monitor all aspects of Global Markets Prime Brokerage business in order that line management can ensure that the Prime Brokerage business line is conducted in accordance with all applicable laws, rules, regulations and codes of practice.
Global Markets Compliance - Equities provides compliance coverage to Cash Equities Sales and Trading, Convertible Bonds, Execution Services, Equity Capital Markets, Equity Finance, Equity Derivatives and Gilts.
This role will primarily focus on the compliance requirements of Prime Services but cross desk coverage is needed.To work with the business on high profile projects to ensure that the regulatory demands of those projects are met.
Interested applicants should call Annabel Roberts or Samantha Harrison on 020 7969 2710 or email enquiries@harrisonandroberts.co.uk
