Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/1164455000 Yearly | Location: London | Sector: Compliance & Regulation | Published: March 5th 2010 | My well established client provides agency brokers, market makers, inter-dealer brokers, and investment banks with out-sourcing solutions which includes Compliance and AML. <br/> <br/>The Role <br/>Working in the Regulatory management and control team data privacy team you will be responsible for undertaking various day to day compliance duties. <br/>These will include: <br/>processing regulatory matters affecting employees <br/> responding to queries received from regulators (FSA and the Irish FR) <br/> Analysing and reporting on the impact of regulatory change in the business <br/> Dealing with the organisation of Compliance <br/> <br/>The Person <br/>Desirably, you would also maintain a general awareness of Companies Act legislation, Financial Services and Markets Act and other related legislation as well as working knowledge of FSA rules and their application (COBS, SYSC, CASS, SUP). Knowledge of the FR regulations would be a bonus. <br/> <br/>The benefits <br/>Not only is there is an attractive salary and benefits package, this highly sought after role provides an excellent opportunity to join a well established team. With a desirable level of responsibility, this role will allow you to develop and act as a major contribution to the future success of the company. <br/> <br/>FSWI1003-34 - Regulatory Manager is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include employee benefits, compliance, pensions, group risk, paraplanners, sales support, T&C etc. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest <br/>