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Our Client, a global financial institution, is looking for a Control Room specialist to join the existing London based Control Room team.

• Monitor any potential conflicts to ensure they have been adequately managed in accordance with company policies and procedures.
• Document and report findings and advise on remedial measures to facilitate effective corrective action where a weakness in controls or non-compliance is identified;
• Assist in providing compliance clearance for research (against Watch and Restricted Lists); relevant and up-to-date disclosures and other appropriate disclaimers regulatory or otherwise.
• Monitor bank and employee trading against Watch and Restricted Lists and manage any potential conflicts arising
• Provide Compliance support & advice for all areas of the Investment Banking Business

The successful candidate should have good compliance experience gained in a control room or general investment banking compliance (monitoring or advisory), and able to work in a close and friendly team environment. This position offers an excellent prospect in terms of career progression, salary reviews and bonuses.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him as below.

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

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