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The Company

My Client is a City based Hedge Fund Manager with over $7B AUM. They are looking for a Compliance Administrator who is willing to undertake a broad range of work in relation to compliance, company secretarial and HR duties. The role will be varied and provide good exposure to all aspects of the business

Purposes of Role

• Responsible for carrying out the compliance monitoring program with assistance where required from the Head of Legal and Compliance
• Prepare the quarterly compliance monitoring report for the board meeting and clients
• Responsible for the preparation of money laundering checklists and annual money laundering report to the board
• Maintain personal account dealing records; review for any conflict and report to the board any breaches
• Assist in making FSA filings and completing applications for approved persons and notifications
• Dealing with internal compliance queries
• Assist the compliance assistant in reviewing new regulations and their impact on the company
• Maintain documentation and customer files
• Provide constitutional documents, accounts and key contracts for clients to investors and other third parties
• Deal with broker correspondence
• General filing and drafting of correspondence
• Deal shareholder disclosure requests

For further information, please contact Spencer Evans on spencer.evans@complianceprofessionals.co.uk quoting ref Compl3824

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